Rule 8.3 - PRUDENTIAL
Rule 8.3 announcements issued between 9 and 18 November 2005 inclusive showed
incorrect Long and Short Relevant Securities positions as Stock Borrowing and
Lending figures had been incorrectly included in the totals.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) BARCLAYS PLC
Company dealt in PRUDENTIAL PLC
Class of relevant security to which ORD GBP 0.05
the dealings being disclosed relate
(Note 2)
Date of dealing 18 NOVEMBER 2005
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 124,258,751 (5.21%) 1,865,435 (0.08%)
(2) Derivatives (other 1,068,988 (0.04%) 746,082 (0.03%)
than options)
(3) Options and 1,040,141 (0.04%) 3,444,336 (0.14%)
agreements to
purchase/sell
Total 126,367,880 (5.29%) 6,055,850 (0.25%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other
than options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (GBP)
Purchase 48,750 Transfer
Purchase 1,000 5.0839
Purchase 525 5.0889
Purchase 570 5.1035
Purchase 153 5.1135
Purchase 2,500 5.1623
Purchase 2,041 5.1659
Purchase 25,342 5.1671
Purchase 3,749,998 5.1791
Purchase 385 5.1835
Purchase 1,203 5.1885
Purchase 5,091 5.2000
Sale 538 5.0704
Sale 2,405 5.0727
Sale 1,052 5.0791
Sale 308 5.0864
Sale 1,500 5.0911
Sale 7,158 5.1015
Sale 1,950 5.1061
Sale 395 5.1156
Sale 2,150 5.1160
Sale 583 5.1261
Sale 1,125 5.1527
Sale 2,041 5.1591
Sale 1,500 5.1614
Sale 217 5.1814
Sale 2,221 5.1829
Sale 158 5.1850
Sale 12,000 5.1900
Sale 3,266 5.1914
Sale 14,635 5.1932
Sale 70,000 5.1950
Sale 182 5.1964
Sale 84,000 5.1967
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (GBP)
e.g. CFD
CFD Long 2,221 5.1829
CFD Long 84,000 5.1967
CFD Short 25,342 5.1671
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (Note
varying etc. relates (Note 7) 5)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant
securities to which any derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 21 NOVEMBER 2005
Contact name BARCLAYS CORPORATE SECRETARIAT
Telephone number 020 7116 2913
If a connected EFM, name of offeree/offeror with which
connected
If a connected EFM, state nature of connection (Note
10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk