Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 26 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,496,663 4.66% 1,347,393 0.14%
securities
(2) Derivatives 2,506,038 0.25% 56,343 0.01%
(other than
options)
(3) Options and 46,650 0.00% 100,810 0.01%
agreements to
purchase/sell
Total 49,049,351 4.92% 1,504,546 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 9 Transfer
Purchase 76 Transfer
Purchase 4,420 57.5742
Purchase 16,535 57.5600
Purchase 2,088 57.7009
Purchase 495 58.0526
Purchase 395 Transfer
Purchase 2,349 57.7800
Purchase 93,481 57.5961
Purchase 5,000 57.5591
Purchase 18,930 57.5021
Purchase 7,500 56.8552
Purchase 805 58.1500
Purchase 407 57.5064
Purchase 661 57.8724
Purchase 64,000 57.4619
Purchase 869 58.1500
Sale 50 57.6026
Sale 64,000 57.4619
Sale 16,535 57.5600
Sale 15,000 54.9475
Sale 70 58.0126
Sale 125 57.7712
Sale 15 58.1150
Sale 505 57.7975
Sale 64,000 57.4619
Sale 1,129 57.4000
Sale 100 57.1600
Sale 36 57.5350
Sale 65 57.7251
Sale 100 58.0125
Sale 300 57.7375
Sale 200 57.4932
Sale 65 57.3848
Sale 160 57.6700
Sale 110 58.0175
Sale 4,225 57.6700
Sale 250 57.9100
Sale 27 57.7225
Sale 70 57.4924
Sale 230 58.0125
Sale 258 57.6248
Sale 90 57.7050
Sale 165 57.8300
Sale 40 56.7400
Sale 70 57.7700
Sale 430 57.5600
Sale 90 57.7376
Sale 1,041 57.2319
Sale 60 Transfer
Sale 22 57.7100
Sale 75 57.9275
Sale 100 57.6625
Sale 87 57.0975
Sale 400 57.2214
Sale 42 57.9100
Sale 78 Transfer
Sale 430 57.6057
Sale 500 57.6025
Sale 36 57.5725
Sale 110 58.0125
Sale 280 57.6775
Sale 75 57.1040
Sale 2,185 57.6142
Sale 157 58.0125
Sale 80 57.5950
Sale 80 58.0125
Sale 50 58.0300
Sale 175 57.1600
Sale 25 58.0500
Sale 61 57.1600
Sale 150 57.1600
Sale 8 58.1000
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 7500 56.8551
CFD Short 39 56.9553
CFD Short 18930 57.502
CFD Short 407 57.5064
CFD Short 5000 57.559
CFD Short 4420 57.5742
CFD Short 93481 57.596
CFD Short 661 57.8724
CFD Long 15000 54.9475
CFD Long 400 57.2214
CFD Long 64000 57.4619
CFD Long 430 57.6056
CFD Long 2185 57.6142
CFD Long 258 57.6248
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 27 February 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk