Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 27 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,596,606 4.67% 1,240,413 0.12%
securities
(2) Derivatives 2,399,058 0.24% 56,547 0.01%
(other than
options)
(3) Options and 46,650 0.00% 100,810 0.01%
agreements to
purchase/sell
Total 49,042,314 4.92% 1,397,770 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 540 57.8738
Purchase 78,379 58.0139
Purchase 2,214 58.3500
Purchase 456 57.5900
Purchase 607 57.4701
Purchase 1,066 57.5900
Purchase 485 57.8811
Purchase 435 57.5900
Purchase 2,125 58.3500
Purchase 13,500 57.9504
Purchase 156 57.4000
Purchase 798 57.8734
Purchase 696 58.3500
Purchase 347 57.8822
Purchase 24,442 57.9899
Purchase 1,319 57.8743
Purchase 4,168 57.8421
Purchase 235 58.3871
Purchase 174 57.8822
Purchase 4,908 58.3500
Purchase 643 57.5900
Sale 42 58.2912
Sale 93 57.9300
Sale 165 57.3325
Sale 403 58.0900
Sale 156 57.4000
Sale 3,322 58.3500
Sale 11 57.7175
Sale 100 58.2000
Sale 2,865 57.6579
Sale 100 57.7240
Sale 182 58.1668
Sale 125 58.0250
Sale 50 57.5600
Sale 106 57.8000
Sale 300 57.7600
Sale 12,641 57.7506
Sale 11 58.3175
Sale 34 57.8650
Sale 90 57.7576
Sale 100 57.8228
Sale 28 57.8111
Sale 180 57.2300
Sale 150 58.2000
Sale 250 58.0250
Sale 90 57.8236
Sale 80 57.2224
Sale 70 58.0800
Sale 100 57.7141
Sale 240 58.0250
Sale 73 58.2000
Sale 153 57.8800
Sale 100 57.8632
Sale 275 58.2768
Sale 175 58.2000
Sale 150 58.2000
Sale 10 57.9525
Sale 1,957 Transfer
Sale 100 58.0800
Sale 185 57.8324
Sale 403 57.9122
Sale 1,957 Transfer
Sale 50 75.3000 EUR
Sale 60 57.7008
Sale 100 57.6324
Sale 20 57.8130
Sale 100 57.4948
Sale 50 58.5800
Sale 107 58.0732
Sale 122 58.0250
Sale 908 57.7000
Sale 400 58.0250
Sale 8,076 57.6579
Sale 60 58.2317
Sale 75 57.7724
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 607 57.4701
CFD Short 4168 57.842
CFD Short 485 57.881
CFD Short 13500 57.9504
CFD Short 24442 57.9899
CFD Short 78379 58.0139
CFD Long 908 57.7
CFD Long 12641 57.7505
CFD Long 403 57.9122
CFD Long 403 58.0899
CFD Long 42 58.2911
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 28 February 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk