Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,480,332 4.66% 2,632,420 0.26%
securities
(2) Derivatives 5,658,029 0.57% 2,954,842 0.30%
(other than
options)
(3) Options and 204,131 0.02% 1,303,231 0.13%
agreements to
purchase/sell
Total 52,342,492 5.25% 6,890,493 0.69%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,858 55.1500
Purchase 258 54.7123
Purchase 856 54.7123
Purchase 747 54.7123
Purchase 17,316 55.1500
Purchase 22,200 54.4915
Purchase 18,784 54.5540
Purchase 17,520 55.1500
Purchase 161 54.2400
Purchase 124,112 54.7299
Purchase 177 54.7123
Purchase 269 54.7123
Purchase 3,575 54.7299
Purchase 658 54.7123
Purchase 5,769 54.5868
Purchase 314 54.7123
Purchase 113 54.5290
Purchase 205 54.5200
Purchase 62,523 54.5200
Purchase 190 54.7123
Purchase 5,927 54.8507
Purchase 4,562 54.8000
Purchase 4,000 54.6615
Purchase 205 54.5700
Purchase 113 54.5290
Purchase 1,759 54.7123
Sale 205 54.5700
Sale 25,000 55.1500
Sale 50 54.7400
Sale 120 54.6537
Sale 17 54.9525
Sale 150 54.6000
Sale 101 54.9900
Sale 3,105 54.6910
Sale 120 54.5725
Sale 320 54.3525
Sale 10,000 54.5975
Sale 140 54.6875
Sale 73 55.1500
Sale 170 54.8650
Sale 62,523 54.5200
Sale 50 54.8800
Sale 100 55.1175
Sale 4,562 54.8000
Sale 3,926 54.7839
Sale 24,604 54.4300
Sale 43 55.0500
Sale 62,523 54.5200
Sale 3,048 54.7879
Sale 113 54.5290
Sale 200 54.6232
Sale 444 54.5912
Sale 753 54.6325
Sale 62 54.4925
Sale 100 54.5775
Sale 28,993 56.3700
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 113 54.529
CFD Short 18784 54.5539
CFD Short 4000 54.6615
CFD Short 124112 54.7298
CFD Short 4562 54.8
CFD Short 5927 54.8507
CFD Long 200 54.6231
CFD Long 3105 54.6909
CFD Long 3926 54.7839
CFD Long 3048 54.7879
CFD Long 4562 54.8
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 December 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -300,000 52.0000 AMER 15/02/2008
Option Purchased -300,000 56.0000 AMER 15/02/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -350 5,200.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -275 4,800.0000 EURO 21/12/2007
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 200,000 60.0000 AMER 18/01/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 6,000.0000 EURO 15/02/2008
Option Purchased 250 6,000.0000 EURO 15/02/2008
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased 275 5,000.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased 100 5,600.0000 EURO 18/01/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk