Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,739,519 4.68% 1,213,713 0.12%
securities
(2) Derivatives 2,407,358 0.24% 126,387 0.01%
(other than
options)
(3) Options and 46,650 0.00% 100,810 0.01%
agreements to
purchase/sell
Total 49,293,527 4.94% 1,440,910 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,400 57.7200
Purchase 873 58.7637
Purchase 6,950 57.8281
Purchase 640 58.1613
Purchase 35,000 57.7000
Purchase 69,689 58.0758
Purchase 800 57.6974
Purchase 7,500 56.4245
Purchase 100 57.7200
Purchase 174 58.1613
Purchase 360 Transfer
Purchase 75 59.0000
Purchase 360 Transfer
Purchase 305 57.7958
Purchase 18,500 58.1212
Purchase 384 58.1613
Purchase 4,436 57.7200
Purchase 28 58.4796
Purchase 402 58.1613
Sale 85 58.4400
Sale 180 58.6500
Sale 3,693 57.7237
Sale 50 57.7926
Sale 190 58.6924
Sale 150 57.7500
Sale 19 57.6375
Sale 75 59.0000
Sale 360 Transfer
Sale 17 58.4750
Sale 50 57.5300
Sale 150 57.8950
Sale 30 58.4325
Sale 16 57.6800
Sale 180 58.5112
Sale 200 57.1114
Sale 157 57.9075
Sale 150 58.8075
Sale 200 58.4925
Sale 687 58.8305
Sale 100 58.3925
Sale 19,759 57.6919
Sale 90 57.7826
Sale 360 Transfer
Sale 70 57.5826
Sale 150 58.4136
Sale 11,100 57.7200
Sale 769 57.9422
Sale 16,980 57.7200
Sale 45 58.7051
Sale 69 57.9142
Sale 27 57.6375
Sale 170 58.4150
Sale 125 58.5532
Sale 1,700 58.6500
Sale 125 58.4312
Sale 90 57.7350
Sale 207 57.5050
Sale 26 57.7875
Sale 11,747 57.9369
Sale 100 57.8500
Sale 20 57.9200
Sale 50 75.9900 EUR
Sale 70 57.4611
Sale 43 58.7774
Sale 85 57.8040
Sale 126 Transfer
Sale 186 58.3000
Sale 35 58.9649
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 7500 56.4245
CFD Short 800 57.6973
CFD Short 305 57.7957
CFD Short 69689 58.0758
CFD Short 18500 58.1212
CFD Short 28 58.4796
CFD Short 873 58.7636
CFD Long 200 57.1114
CFD Long 19759 57.6918
CFD Long 3693 57.7236
CFD Long 69 57.9142
CFD Long 11747 57.9369
CFD Long 687 58.8304
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
PUT Purchase 100000 56 AMER 18/12/2009 .90
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 February 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk