Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,658,980 4.68% 1,209,141 0.12%
securities
(2) Derivatives 2,418,046 0.24% 92,818 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,223,676 4.93% 1,402,769 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 103 Transfer
Purchase 2,604 57.2000
Purchase 439 57.9740
Purchase 5,074 58.0689
Purchase 2,745 57.2000
Purchase 22,734 57.6497
Purchase 30 Transfer
Purchase 529 57.2000
Purchase 1,105 57.6325
Purchase 11,084 57.2000
Purchase 1,737 57.2000
Purchase 10,825 57.2000
Purchase 32,009 57.2000
Purchase 3,370 57.2000
Purchase 339 57.9740
Purchase 258 57.7200
Purchase 50 57.2000
Purchase 746 57.6698
Purchase 1,355 57.6515
Purchase 36 Transfer
Purchase 8,056 57.2000
Purchase 147 57.2000
Purchase 49 57.8086
Purchase 928 57.2000
Purchase 480 57.9740
Purchase 9,356 57.6700
Purchase 1,400 57.9752
Purchase 5,890 57.2000
Purchase 324 57.9740
Purchase 5,634 57.2000
Purchase 173 57.2000
Purchase 1,140 57.2000
Purchase 1,583 57.2000
Purchase 880 57.2000
Sale 17,349 57.2000
Sale 50 57.5800
Sale 124 57.8700
Sale 741 57.2000
Sale 195 57.3800
Sale 2,712 57.2000
Sale 21,704 57.1874
Sale 565 58.4400
Sale 92 57.7700
Sale 2,289 58.1544
Sale 150 58.3700
Sale 30 57.9548
Sale 1,759 57.2000
Sale 4,498 57.2000
Sale 9,090 57.2000
Sale 6,614 57.4222
Sale 100 57.7100
Sale 135 57.1600
Sale 100 57.7900
Sale 103 Transfer
Sale 129 58.5700
Sale 40 57.6875
Sale 395 Transfer
Sale 104 57.7332
Sale 149 58.3242
Sale 18 58.3200
Sale 158 57.2000
Sale 9 58.0323
Sale 36 Transfer
Sale 800 57.0914
Sale 220 57.8240
Sale 261 57.2000
Sale 3,096 57.2000
Sale 258 57.7200
Sale 273 57.2000
Sale 325 57.8300
Sale 8,325 57.1900
Sale 30 Transfer
Sale 7,315 57.2000
Sale 104 58.0850
Sale 2,175 57.2000
Sale 1,915 57.2000
Sale 1,233 57.2000
Sale 160 58.3032
Sale 18 58.6050
Sale 38,308 57.3946
Sale 34 57.9675
Sale 3,500 57.2000
Sale 5,193 57.2000
Sale 1,081 57.2000
Sale 35 58.4500
Sale 2,136 57.4983
Sale 18 58.3625
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
26/02/2008 Purchase 64,000 57.4619
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 359 57.2
CFD Short 22734 57.6496
CFD Short 1355 57.6514
CFD Short 746 57.6697
CFD Short 9356 57.6699
CFD Short 49 57.8085
CFD Short 1400 57.9752
CFD Long 800 57.0914
CFD Long 21704 57.1873
CFD Long 10545 57.2229
CFD Long 38308 57.3945
CFD Long 6614 57.4221
CFD Long 2136 57.4982
CFD Long 149 58.3241
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 03 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk