Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 03 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,643,649 4.68% 1,186,376 0.12%
securities
(2) Derivatives 2,405,281 0.24% 76,724 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,195,580 4.93% 1,363,910 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,508 57.2000
Purchase 4,068 56.6085
Purchase 5,000 56.0000
Purchase 100 55.5500
Purchase 234 57.2000
Purchase 682 56.0329
Purchase 367 55.7450
Purchase 134 57.2000
Purchase 525 57.2000
Purchase 10,000 56.6000
Purchase 66 57.2000
Purchase 283 56.1800
Purchase 1,170 56.6000
Purchase 800 56.4985
Purchase 361 57.2000
Purchase 1,541 56.1488
Purchase 1,790 56.4314
Purchase 5,429 56.8950
Purchase 13,603 56.1461
Purchase 82 57.2000
Purchase 160 57.2000
Purchase 5,071 57.2000
Purchase 11,100 56.4443
Purchase 34,640 56.7727
Sale 195 55.7459
Sale 2,557 56.2454
Sale 1,241 56.6088
Sale 150 56.9700
Sale 1,000 56.7750
Sale 7,030 55.9040
Sale 150 56.9200
Sale 175 56.0500
Sale 150 55.9600
Sale 7,445 57.2000
Sale 63 56.0600
Sale 59 56.0512
Sale 105 55.8800
Sale 35 55.8217
Sale 73 55.8600
Sale 80 55.9440
Sale 1,714 56.2454
Sale 1,938 56.2778
Sale 115 55.9500
Sale 25 55.9400
Sale 5,071 57.2000
Sale 204 56.2454
Sale 50 55.6116
Sale 132 56.0600
Sale 2,300 55.5994
Sale 10,188 56.6000
Sale 10,590 55.5781
Sale 181 55.7459
Sale 216 57.1000
Sale 200 55.9600
Sale 100 56.5700
Sale 558 56.5195
Sale 100 56.4600
Sale 195 56.2454
Sale 199 55.5200
Sale 145 55.8600
Sale 100 55.6499
Sale 290 56.3600
Sale 349 56.2454
Sale 150 56.5900
Sale 60 57.1023
Sale 364 55.6600
Sale 200 56.2454
Sale 53,325 55.9093
Sale 100 55.8400
Sale 50 56.4600
Sale 415 56.0900
Sale 150 56.9348
Sale 69 Transfer
Sale 1,170 56.6000
Sale 90 55.5932
Sale 5,071 57.2000
Sale 160 56.1540
Sale 100 55.9600
Sale 210 56.2454
Sale 100 55.6100
Sale 4 7.1300
Sale 1,323 56.2454
Sale 1,101 56.6000
Sale 255 56.2454
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
26/02/2008 Purchase 64,000 57.4619
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 682 56.0329
CFD Short 13603 56.1461
CFD Short 1541 56.1488
CFD Short 1790 56.4314
CFD Short 11100 56.4442
CFD Short 800 56.4984
CFD Short 4068 56.6084
CFD Short 34640 56.7726
CFD Short 5429 56.895
CFD Long 10590 55.578
CFD Long 2300 55.5994
CFD Long 7030 55.904
CFD Long 53325 55.9092
CFD Long 1938 56.2778
CFD Long 558 56.5194
CFD Long 1241 56.6088
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 04 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk