Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,669,115 4.68% 1,203,345 0.12%
securities
(2) Derivatives 2,423,541 0.24% 75,116 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,239,306 4.94% 1,379,271 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 233 56.5881
Purchase 1,432 56.2900
Purchase 5,200 56.7595
Purchase 400 55.9484
Purchase 60 56.1783
Purchase 400 56.6595
Purchase 9,720 56.2900
Purchase 2,250 56.4009
Purchase 31,002 56.7571
Purchase 10,800 56.6632
Purchase 722 56.2167
Purchase 3,533 56.2984
Purchase 42,300 57.2000
Purchase 1,284 56.3996
Sale 174 57.0200
Sale 30 56.6000
Sale 250 56.7100
Sale 225 56.9100
Sale 129 56.5600
Sale 300 56.9100
Sale 3,871 56.4064
Sale 251 56.7331
Sale 175 57.1140
Sale 100 56.3900
Sale 205 56.6400
Sale 3,396 56.2900
Sale 50 55.9356
Sale 34,046 56.4727
Sale 4,068 56.6340
Sale 50 56.6000
Sale 100 56.5500
Sale 75 56.3752
Sale 100 56.5400
Sale 250 56.5400
Sale 70 56.6100
Sale 230 57.2000
Sale 1,610 56.3937
Sale 21,081 56.4125
Sale 222 57.0400
Sale 80 56.8943
Sale 35 57.2940
Sale 628 56.7015
Sale 65 56.6132
Sale 43 56.5900
Sale 20 55.5300
Sale 2,798 56.4894
Sale 67 Transfer
Sale 100 56.5400
Sale 100 56.6936
Sale 85 56.6100
Sale 80 56.8533
Sale 200 56.7100
Sale 50 56.4000
Sale 205 57.0200
Sale 111 56.6900
Sale 100 56.5400
Sale 175 56.7424
Sale 100 56.5400
Sale 145 56.7112
Sale 125 56.4632
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 400 55.9484
CFD Short 722 56.2167
CFD Short 3533 56.2984
CFD Short 2250 56.4008
CFD Short 400 56.6594
CFD Short 10800 56.6631
CFD Short 31002 56.7571
CFD Short 5200 56.7595
CFD Long 1610 56.3937
CFD Long 3871 56.4063
CFD Long 21081 56.4124
CFD Long 34046 56.4727
CFD Long 914 56.6051
CFD Long 377 56.6198
CFD Long 4068 56.6339
CFD Long 628 56.7014
CFD Long 80 56.8942
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk