Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO PLC
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,607,842 4.77% 2,165,441 0.22%
securities
(2) Derivatives 4,624,464 0.46% 1,872,765 0.19%
(other than
options)
(3) Options and 3,206 0.00% 703,181 0.07%
agreements to
purchase/sell
Total 52,235,512 5.24% 4,741,387 0.48%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 5,623 54.9103
Purchase 12,418 54.8811
Purchase 2,939 54.9115
Purchase 4,211 54.7900
Purchase 3,051 54.7900
Purchase 2,582 54.7900
Purchase 1,400 54.9050
Purchase 658 54.9060
Purchase 8,204 54.9089
Purchase 60,000 54.8212
Purchase 4,094 54.7900
Purchase 4,945 54.9105
Purchase 2,969 54.7900
Purchase 2,166 54.7900
Purchase 458 54.5400
Purchase 4,724 54.7900
Purchase 5,022 54.7900
Purchase 668 55.2700
Purchase 6,876 54.9090
Purchase 8,403 55.3662
Purchase 46,480 54.8810
Purchase 945 54.7900
Purchase 11,731 54.9430
Purchase 32,032 54.8811
Purchase 3,804 54.7900
Purchase 2,378 54.9110
Purchase 1,518 54.9121
Purchase 6,675 54.9093
Purchase 1,397 54.8810
Purchase 396 54.7900
Purchase 22,782 55.0459
Purchase 1,359 54.9114
Purchase 60 55.3583
Purchase 6,182 54.9099
Purchase 7,713 54.9090
Purchase 9,376 54.9090
Purchase 633 54.8811
Purchase 5,743 54.7900
Purchase 3,717 54.9903
Purchase 1,823 54.7900
Purchase 7,787 54.7900
Purchase 3,503 54.9108
Purchase 4,128 54.9109
Purchase 2,553 54.7900
Purchase 60,000 54.8212
Purchase 3,468 54.7900
Purchase 483 55.2878
Purchase 1,004 54.9972
Purchase 4,576 54.7900
Purchase 4,806 54.9106
Purchase 4,171 54.9110
Purchase 12,702 54.9092
Purchase 7,473 54.9090
Purchase 633 54.8810
Purchase 842 54.7900
Purchase 1,397 54.8811
Purchase 1,471 54.7900
Purchase 3,527 54.9734
Purchase 1,800 55.5992
Purchase 32,032 54.8810
Sale 26,794 53.9000
Sale 633 54.8810
Sale 2,560 55.1537
Sale 150 54.9625
Sale 200 55.0620
Sale 60 55.3675
Sale 100 55.0400
Sale 1,000 54.8383
Sale 200 55.0400
Sale 200 54.9545
Sale 100 55.3675
Sale 200 55.0400
Sale 60,000 54.8212
Sale 50 55.0400
Sale 385 55.1658
Sale 50 55.0400
Sale 46 54.3725
Sale 1,397 54.8810
Sale 11,330 55.0168
Sale 80 55.0400
Sale 32,032 54.8810
Sale 668 55.2700
Sale 30 55.1883
Sale 34,567 55.1722
Sale 27,601 55.0979
Sale 3,717 54.9903
Sale 365 54.6513
Sale 57 55.2058
Sale 28 53.7600
Sale 185 55.4845
Sale 506 Transfer
Sale 160 54.6383
Sale 3,717 54.9903
Sale 111 55.0400
Sale 100 55.0400
Sale 50 55.0400
Sale 200 55.3675
Sale 50 55.0400
Sale 75 55.0400
Sale 60 55.0400
Sale 50 55.3758
Sale 62 Transfer
Sale 6,541 54.9716
Sale 50 55.4146
Sale 75 55.0400
Sale 100 55.0400
Sale 63 55.0795
Sale 62 55.0795
Sale 200 55.1558
Sale 200 55.1645
Sale 1,400 55.1321
Sale 250 54.8633
Sale 50 55.2826
Sale 100 55.0400
Sale 12,418 54.8810
Sale 185 54.8970
Sale 125 55.0400
Sale 75 55.3675
Sale 220 54.9825
Sale 200 55.0800
Sale 668 55.2700
Sale 100 55.0400
Sale 70 54.7746
Sale 150 55.0400
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 60000 54.8211
CFD Short 1400 54.905
CFD Short 11731 54.9429
CFD Short 3527 54.9734
CFD Short 3717 54.9904
CFD Short 1004 54.9972
CFD Short 22782 55.0459
CFD Short 60 55.3583
CFD Short 8403 55.3661
CFD Short 1800 55.5992
CFD Long 365 54.6512
CFD Long 6541 54.9715
CFD Long 3717 54.9903
CFD Long 11330 55.0168
CFD Long 27601 55.0979
CFD Long 1400 55.1321
CFD Long 2560 55.1536
CFD Long 34567 55.1721
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -350 5,200.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 4,200.0000 EURO 16/11/2007
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased -225 4,500.0000 EURO 16/11/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk