Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,977,265 4.71% 2,171,426 0.22%
securities
(2) Derivatives 4,726,899 0.47% 1,912,621 0.19%
(other than
options)
(3) Options and 3,206 0.00% 703,181 0.07%
agreements to
purchase/sell
Total 51,707,370 5.19% 4,787,228 0.48%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 250 54.9602
Purchase 389 54.7900
Purchase 5,119 54.5813
Purchase 3,253 54.2000
Purchase 1,103 55.2700
Purchase 861 54.2000
Purchase 2,022 54.4998
Purchase 1,640 54.1517
Purchase 2,381 54.4135
Purchase 12,002 54.0367
Purchase 513 54.2000
Purchase 15,264 54.3970
Purchase 5,211 54.5812
Sale 1,000 Transfer
Sale 240 54.5700
Sale 245 54.5700
Sale 167 54.5700
Sale 200 54.5700
Sale 120 54.5700
Sale 61 54.9375
Sale 150 54.1795
Sale 861 54.2000
Sale 1,776 54.5926
Sale 100 54.5700
Sale 181 54.5700
Sale 178 54.5875
Sale 110 54.5700
Sale 1,632 54.4941
Sale 140 54.4745
Sale 5,908 54.3097
Sale 5,119 54.5813
Sale 100 54.6570
Sale 120 54.5700
Sale 160 54.5700
Sale 270 54.5025
Sale 230 54.5700
Sale 250 54.5700
Sale 47 54.6628
Sale 110 54.5700
Sale 5,119 54.5813
Sale 32 54.9125
Sale 37 54.5700
Sale 100 54.5700
Sale 190 54.5700
Sale 80 54.5700
Sale 75 54.5759
Sale 70 54.5700
Sale 11,521 55.2700
Sale 326 54.8300
Sale 97 54.5700
Sale 120 54.5700
Sale 90 54.3970
Sale 50 54.4446
Sale 270 54.5700
Sale 75 54.9800
Sale 190 54.8936
Sale 150 54.5608
Sale 95 54.5700
Sale 100 54.5970
Sale 58,647 54.4763
Sale 13 54.6131
Sale 100 54.5700
Sale 294 54.5700
Sale 800 54.0153
Sale 577,069 55.2700
Sale 1,333 54.2000
Sale 160 54.5700
Sale 140 54.5700
Sale 3,192 54.5004
Sale 290 54.5700
Sale 0 58.3807
Sale 50 54.6384
Sale 105 54.5700
Sale 130 54.2833
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 12002 54.0367
CFD Short 1640 54.1517
CFD Short 15264 54.397
CFD Short 2381 54.4135
CFD Short 2022 54.4998
CFD Short 6297 54.5813
CFD Short 250 54.9602
CFD Long 800 54.0152
CFD Long 5908 54.3097
CFD Long 58647 54.4762
CFD Long 1632 54.494
CFD Long 3192 54.5003
CFD Long 5119 54.5812
CFD Long 1776 54.5926
CFD Long 4668 54.595
CFD Long 793 54.6085
CFD Long 13 54.613
CFD Long 19697 54.6387
CFD Long 190 54.8936
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -350 5,200.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 4,200.0000 EURO 16/11/2007
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased -225 4,500.0000 EURO 16/11/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk