Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,372,448 4.65% 2,622,200 0.26%
securities
(2) Derivatives 4,777,159 0.48% 2,041,892 0.20%
(other than
options)
(3) Options and 3,206 0.00% 702,706 0.07%
agreements to
purchase/sell
Total 51,152,813 5.13% 5,366,798 0.54%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 32,000 54.8750
Purchase 24,589 54.3907
Purchase 14,729 54.1000
Purchase 8,002 55.3263
Purchase 11,521 55.2700
Purchase 42,083 54.3000
Purchase 1,753 53.8000
Purchase 8,417 54.8625
Purchase 273 Transfer
Purchase 410 53.5334
Purchase 86,003 54.2645
Purchase 14,016 53.8000
Purchase 1,300 54.6338
Purchase 80 53.3380
Sale 29,573 54.0074
Sale 70 54.2900
Sale 200 55.0531
Sale 50 54.9012
Sale 240 54.1500
Sale 225,000 45.0000
Sale 83 54.3000
Sale 1,750 54.3900
Sale 1,039 53.8000
Sale 125 55.0937
Sale 14,499 53.8000
Sale 48,395 53.8000
Sale 250 54.2312
Sale 12,418 54.2000
Sale 6,198 54.9296
Sale 4,001 54.9377
Sale 4,290 54.8900
Sale 137 53.9250
Sale 109,417 54.2000
Sale 48,648 54.2000
Sale 185 54.1912
Sale 342 53.7827
Sale 75 54.9012
Sale 9,065 54.7862
Sale 65 55.0037
Sale 32,000 54.8750
Sale 7,099 54.2000
Sale 1,223 54.3833
Sale 3 54.3375
Sale 32,032 54.2000
Sale 11,521 55.2700
Sale 250,000 42.0000(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 80 53.338
CFD Short 410 53.5334
CFD Short 470 54.133
CFD Short 86003 54.2645
CFD Short 24589 54.3906
CFD Short 1300 54.6338
CFD Short 8417 54.8624
CFD Short 8002 55.3262
CFD Long 29573 54.0074
CFD Long 1223 54.3833
CFD Long 9065 54.7862
CFD Long 6198 54.9295
CFD Long 4001 54.9376
CFD Long 200 55.0531
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased -350 5,200.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased 250 4,500.0000 EURO 21/12/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk