Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 45,867,838 4.60% 2,658,735 0.27%
securities
(2) Derivatives 5,879,429 0.59% 3,103,260 0.31%
(other than
options)
(3) Options and 204,131 0.02% 1,303,231 0.13%
agreements to
purchase/sell
Total 51,951,398 5.21% 7,065,226 0.71%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,215 57.2000
Purchase 12,140 55.7663
Purchase 1,630 53.4246
Purchase 1,040 54.8865
Purchase 2,429 54.8865
Purchase 1,297 55.4850
Purchase 700 56.1336
Purchase 1,500 Transfer
Purchase 100,211 55.7304
Purchase 118 56.7100
Purchase 19,607 Transfer
Purchase 302 56.2362
Purchase 12,140 55.7663
Purchase 27,000 55.8300
Purchase 966 57.0200
Purchase 3,601 55.3399
Purchase 4,768 55.9022
Purchase 1,297 55.4850
Purchase 175,000 57.2000
Purchase 180 56.2362
Purchase 358 56.1942
Sale 1,297 55.4850
Sale 1,297 55.4850
Sale 12,140 55.7663
Sale 17,165 56.9781
Sale 65 55.6025
Sale 9,858 55.5744
Sale 142 56.0937
Sale 834 56.1093
Sale 2,139 55.4508
Sale 11,100 56.1400
Sale 700 56.1336
Sale 100 56.1030
Sale 100 55.0550
Sale 300 55.6487
Sale 1,434 55.4508
Sale 118 56.6547
Sale 1,681 55.4461
Sale 87,385 57.2000
Sale 235 55.4050
Sale 125 56.6075
Sale 25 55.5875
Sale 4,800 55.4508
Sale 132 55.0537
Sale 3,326 55.8994
Sale 700 56.1336
Sale 4,293 56.1534
Sale 90 56.3826
Sale 102 56.1350
Sale 480 56.7262
Sale 1,630 55.5500
Sale 100 56.0825
Sale 118 56.7100
Sale 8,215 57.2000
Sale 50 55.4200
Sale 2,634 55.7879
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 3601 55.3399
CFD Short 100211 55.7304
CFD Short 12140 55.7662
CFD Short 4768 55.9022
CFD Long 1681 55.446
CFD Long 3260 55.55
CFD Long 2634 55.7878
CFD Long 3326 55.8994
CFD Long 100 56.103
CFD Long 700 56.1336
CFD Long 4293 56.1533
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 07 December 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -300,000 52.0000 AMER 15/02/2008
Option Purchased -300,000 56.0000 AMER 15/02/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -350 5,200.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -275 4,800.0000 EURO 21/12/2007
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 200,000 60.0000 AMER 18/01/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased 250 6,000.0000 EURO 15/02/2008
Option Purchased 250 6,000.0000 EURO 15/02/2008
Option Purchased 275 5,000.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased 100 5,600.0000 EURO 18/01/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk