Rule 8.3 - RIO TINTO PLC
On previous Rule 8.3 reports for this issuer, nominee interests have been included. We are now advised that such
interests should not be included and the figures shown below reflect the revised calculations.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,423,712 4.76% 2,760,790 0.28%
securities
(2) Derivatives 2,486,765 0.25% 162,988 0.02%
(other than
options)
(3) Options and 204,131 0.02% 1,303,231 0.13%
agreements to
purchase/sell
Total 50,114,608 5.03% 4,227,009 0.42%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 717 57.4557
Purchase 37 56.5225
Purchase 3,684 57.4600
Purchase 1,562 57.4600
Purchase 55,578 55.1500
Purchase 64,314 57.4600
Purchase 33,002 57.4600
Purchase 10,084 56.9368
Purchase 36,366 56.7936
Purchase 20 Transfer
Purchase 591 Transfer
Purchase 4,443 56.6160
Purchase 1,687 56.9935
Purchase 130, 146 56.9339
Purchase 6,607 57.4600
Purchase 7,053 57.2093
Purchase 880 57.4600
Purchase 7,400 56.3589
Purchase 4,443 56.6160
Purchase 17,520 57.4600
Purchase 1,169 56.9855
Sale 115 56.4425
Sale 4,443 56.6160
Sale 20,000 54.5975
Sale 400 56.9725
Sale 12,596 56.9495
Sale 3,244 56.5359
Sale 26,641 56.4500
Sale 18,020 57.0200
Sale 400 56.6250
Sale 50 56.4738
Sale 76,713 57.3608
Sale 9 56.5100
Sale 41 56.2800
Sale 134 Transfer
Sale 10,084 56.9368
Sale 1,875 57.2196
Sale 10,084 56.9368
Sale 80,891 57.0683
Sale 200 57.0512
Sale 130,146 56.9339
Sale 175 56.6037
Sale 30 56.9287
Sale 100 57.0900
Sale 125 56.3850
Sale 120 56.7675
Sale 243 56.4215
Sale 4,594 57.0350
Sale 125 56.3625
Sale 26,890 57.1266
Sale 252 56.9784
Sale 92 56.5850
Sale 3,942 57.4600
Sale 57,763 57.0481
Sale 110 56.9537
Sale 20 Transfer
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
04/12/2007 Sale 10,000 54.5975
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 4443 56.616
CFD Short 36366 56.7936
CFD Short 1687 56.9934
CFD Short 7053 57.2093
CFD Short 717 57.4557
CFD Long 243 56.4215
CFD Long 3244 56.5359
CFD Long 10084 56.9367
CFD Long 12596 56.9495
CFD Long 57763 57.048
CFD Long 26890 57.1265
CFD Long 1875 57.2195
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 10 December 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -300,000 52.0000 AMER 15/02/2008
Option Purchased -300,000 56.0000 AMER 15/02/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -350 5,200.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -275 4,800.0000 EURO 21/12/2007
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 200,000 60.0000 AMER 18/01/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased 250 6,000.0000 EURO 15/02/2008
Option Purchased 250 6,000.0000 EURO 15/02/2008
Option Purchased 275 5,000.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased 100 5,600.0000 EURO 18/01/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk