Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,114,190 4.72% 1,206,834 0.12%
securities
(2) Derivatives 2,417,030 0.24% 113,174 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,677,870 4.98% 1,420,818 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 44,250 56.5000
Purchase 503 57.5499
Purchase 113,812 56.2900
Purchase 4,998 57.5808
Purchase 36 Transfer
Purchase 232 57.5499
Purchase 1,000 57.5499
Purchase 35 71.5000 EUR
Purchase 110 57.5499
Purchase 17,116 57.7610
Purchase 2,391 57.4860
Purchase 8,191 57.6146
Purchase 62 57.5499
Purchase 30 Transfer
Purchase 21,159 57.6469
Purchase 63 57.5499
Purchase 1,915 57.5499
Purchase 107 57.5499
Purchase 900 58.0000
Purchase 266 56.5051
Purchase 482 57.5499
Purchase 7,888 58.0000
Purchase 144 Transfer
Purchase 224 58.0000
Purchase 105 57.5499
Purchase 541 57.4974
Purchase 400 57.5987
Purchase 321 57.5499
Purchase 17,641 57.6632
Purchase 243,372 56.6000
Sale 55 56.5200
Sale 100 57.3500
Sale 600 56.8300
Sale 1,339 57.3941
Sale 75 56.6640
Sale 25 57.2724
Sale 110 57.1600
Sale 185 56.5924
Sale 115 57.3100
Sale 263 57.2750
Sale 250 57.5000
Sale 117 57.0400
Sale 170 57.7500
Sale 185 56.6500
Sale 50 57.6632
Sale 800 57.6800
Sale 300 56.5000
Sale 125 57.2000
Sale 1,250 57.8000
Sale 90 56.8348
Sale 30 56.9332
Sale 659 56.5258
Sale 50 57.1800
Sale 7,007 57.1864
Sale 30 Transfer
Sale 55 57.0148
Sale 36 Transfer
Sale 225 56.5700
Sale 28 56.9716
Sale 125 57.0000
Sale 863 57.4873
Sale 10,408 57.8927
Sale 2,766 57.4657
Sale 150 57.7500
Sale 10,000 57.5287
Sale 530 57.2700
Sale 50 57.0532
Sale 200 56.5500
Sale 100 56.7032
Sale 33 74.8000 EUR
Sale 3,533 57.4008
Sale 228 57.7500
Sale 40 57.3025
Sale 250 56.6100
Sale 175 57.7500
Sale 366 57.5395
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 266 56.505
CFD Short 541 57.4974
CFD Short 4998 57.5808
CFD Short 400 57.5986
CFD Short 8191 57.6146
CFD Short 21159 57.6469
CFD Short 17641 57.6632
CFD Short 17116 57.7609
CFD Long 7007 57.1863
CFD Long 3533 57.4008
CFD Long 2766 57.4657
CFD Long 863 57.4873
CFD Long 366 57.5395
CFD Long 800 57.68
CFD Long 10408 57.8926
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk