Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,223,151 4.73% 1,211,633 0.12%
securities
(2) Derivatives 2,421,881 0.24% 204,323 0.02%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,791,682 4.99% 1,516,766 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 606 58.3060
Purchase 2,066 58.6488
Purchase 452 58.3588
Purchase 34 58.2200
Purchase 474 58.1017
Purchase 199 58.3588
Purchase 3,322 58.0700
Purchase 1,801 58.3588
Purchase 70 58.1900
Purchase 473 58.3588
Purchase 16 58.4300
Purchase 116 58.3588
Purchase 147 Transfer
Purchase 66,542 58.4633
Purchase 9,696 58.4234
Purchase 254 58.3971
Purchase 80 58.3688
Purchase 9,343 58.5715
Purchase 70 58.1900
Purchase 214 58.3588
Purchase 224 58.3800
Purchase 9,087 58.0700
Purchase 205 58.3588
Purchase 52 58.7100
Purchase 4,287 58.0787
Purchase 25,202 58.2979
Purchase 728 58.3588
Purchase 88 58.2314
Purchase 255 Transfer
Purchase 117 58.3588
Purchase 195 58.3588
Purchase 9,280 58.0878
Sale 300 58.5400
Sale 233 58.0956
Sale 68 58.2220
Sale 9 58.1620
Sale 26 58.2200
Sale 1,635 Transfer
Sale 58 58.3012
Sale 60 58.5700
Sale 150 58.2736
Sale 14 58.7132
Sale 100 58.3940
Sale 76 58.5424
Sale 120 58.2100
Sale 107 58.1000
Sale 296 58.2000
Sale 100 58.2600
Sale 67 58.7000
Sale 200 58.1800
Sale 45 58.7511
Sale 35 58.2600
Sale 7 58.3700
Sale 26 58.7300
Sale 30 58.7024
Sale 243 58.2448
Sale 60 58.2332
Sale 26 58.1748
Sale 100 58.2300
Sale 11 58.1800
Sale 22 58.5116
Sale 26 58.7736
Sale 100 58.3000
Sale 2,396 58.3166
Sale 66 58.2948
Sale 15 58.8100
Sale 50 58.2000
Sale 10 58.6615
Sale 22 58.5424
Sale 40 58.2924
Sale 276 Transfer
Sale 39 58.6724
Sale 80 58.2300
Sale 13 58.4232
Sale 785 58.3866
Sale 11 58.3216
Sale 56 58.1300
Sale 11 58.7700
Sale 27 58.2600
Sale 32 58.5412
Sale 28 58.5720
Sale 75 58.3512
Sale 10,900 58.1315
Sale 28 58.1400
Sale 60 58.2900
Sale 21 56.7740
Sale 87 58.1820
Sale 37 58.1900
Sale 58 58.3724
Sale 5 58.1500
Sale 50 58.7624
Sale 376 58.0700
Sale 20 58.8500
Sale 518 58.0700
Sale 100 58.7032
Sale 35 58.7000
Sale 32 58.5224
Sale 53 58.6421
Sale 41 58.6640
Sale 17 58.1500
Sale 120 58.1100
Sale 49 58.2700
Sale 88 58.3600
Sale 14 58.4700
Sale 33 58.2900
Sale 100 58.1900
Sale 11 58.7624
Sale 8 58.1900
Sale 14,390 58.4238
Sale 500 58.1929
Sale 16 58.7336
Sale 150 57.9800
Sale 147 Transfer
Sale 120 58.2900
Sale 10 58.8500
Sale 18 58.7600
Sale 125 58.2356
Sale 15 8.5400
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 4287 58.0787
CFD Short 9280 58.0877
CFD Short 474 58.1016
CFD Short 80 58.3687
CFD Short 9696 58.4234
CFD Short 66542 58.4632
CFD Short 9343 58.5715
CFD Short 2066 58.6487
CFD Long 243 58.2447
CFD Long 52 58.3845
CFD Long 785 58.3865
CFD Long 14390 58.4237
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 07 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk