Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,973,112 4.71% 1,270,372 0.13%
securities
(2) Derivatives 2,495,620 0.25% 56,213 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,615,382 4.97% 1,427,395 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 437 55.9400
Purchase 454 55.8209
Purchase 2,208 55.9400
Purchase 250 56.3000
Purchase 591 55.8209
Purchase 430 55.8209
Purchase 265 55.8209
Purchase 36 Transfer
Purchase 1,469 55.8223
Purchase 5,000 56.3365
Purchase 15,000 55.9400
Purchase 436 55.8209
Purchase 18,78 55.7394
Purchase 150 55.5600
Purchase 2,700 56.3861
Purchase 395 56.1094
Purchase 1,948 55.6796
Purchase 14,671 55.9400
Purchase 8,740 55.9400
Purchase 200 55.8209
Sale 20 73.3500 EUR
Sale 200 55.5200
Sale 7,942 56.1706
Sale 1,842 55.8701
Sale 29 55.3500
Sale 35 55.4737
Sale 15,910 55.9400
Sale 115 56.0136
Sale 4,287 55.9280
Sale 37 58.2800
Sale 65 55.9700
Sale 182 56.1065
Sale 24,940 56.2440
Sale 45 55.6000
Sale 1,689 55.8893
Sale 185 56.1316
Sale 25 56.1200
Sale 21,800 56.2333
Sale 17,576 55.9733
Sale 143 55.5400
Sale 3,819 55.9316
Sale 27,653 55.9141
Sale 180 56.1400
Sale 45 55.5600
Sale 170 56.0036
Sale 410 56.1065
Sale 75 56.1232
Sale 255 56.3000
Sale 160,529 55.9964
Sale 135 56.1900
Sale 36 Transfer
Sale 50 55.8800
Sale 9,889 56.2000
Sale 362 55.8500
Sale 10,188 55.9400
Sale 1,231 55.9400
Sale 75 56.1616
Sale 5,890 56.0250
Sale 75 56.6100
Sale 100 55.6300
Sale 75 55.7020
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1948 55.6795
CFD Short 18780 55.7394
CFD Short 5000 56.3364
CFD Short 2700 56.386
CFD Long 1842 55.87
CFD Long 1689 55.8892
CFD Long 27653 55.914
CFD Long 4287 55.9279
CFD Long 3819 55.9316
CFD Long 17576 55.9732
CFD Long 160529 55.9964
CFD Long 7942 56.1706
CFD Long 24940 56.244
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 10 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk