Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,947,131 4.71% 1,265,144 0.13%
securities
(2) Derivatives 2,510,392 0.25% 53,253 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,604,173 4.97% 1,419,207 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 4,520 53.6818
Purchase 34 71.4700 EUR
Purchase 9,283 55.9400
Purchase 172 53.9800
Purchase 1,350 53.6818
Purchase 3,819 53.3461
Purchase 23,218 53.4429
Purchase 263 53.2380
Purchase 3,978 52.5879
Purchase 1,109 53.0325
Purchase 584 56.2000
Purchase 2,005 53.6818
Purchase 2,700 53.2829
Purchase 6,813 53.1897
Purchase 871 52.7626
Purchase 20,000 53.6900
Purchase 438 53.2380
Purchase 9,622 53.3233
Sale 1,500 52.5800
Sale 150 53.4500
Sale 185 53.4500
Sale 75 53.6820
Sale 134 Transfer
Sale 6,964 53.1197
Sale 21,595 53.3993
Sale 55 53.3300
Sale 80 53.2016
Sale 250 53.4500
Sale 58 53.8400
Sale 65 53.6912
Sale 110 52.8400
Sale 34,060 53.3731
Sale 75 53.4500
Sale 100 53.4500
Sale 9 53.3800
Sale 140 53.4500
Sale 250 53.4900
Sale 60 53.6500
Sale 70 53.4500
Sale 253 53.9600
Sale 250 53.4500
Sale 200 53.4500
Sale 250 53.3500
Sale 52 53.0415
Sale 1,597 53.2256
Sale 6,769 52.5800
Sale 100 53.6000
Sale 100 53.4600
Sale 50 53.4500
Sale 210 53.8500
Sale 19 53.7600
Sale 130 53.3724
Sale 5,563 53.4217
Sale 32,700 53.6716
Sale 220 53.2000
Sale 809 53.6450
Sale 155 53.4500
Sale 65 53.3800
Sale 56 Transfer
Sale 300 53.4500
Sale 115 53.2600
Sale 300 53.4500
Sale 80 53.2500
Sale 100 53.7812
Sale 222 53.4500
Sale 110 53.4500
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 3978 52.5878
CFD Short 1109 53.0324
CFD Short 6813 53.1896
CFD Short 2700 53.2829
CFD Short 9622 53.3232
CFD Short 3819 53.3461
CFD Short 23218 53.4429
CFD Long 6964 53.1197
CFD Long 34060 53.3731
CFD Long 21595 53.3993
CFD Long 5563 53.4217
CFD Long 809 53.645
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk