Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 July 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,774,435 4.69% 792,233 0.08%
securities
(2) Derivatives 564,670 0.06% 1,640,659 0.16%
(other than
options)
(3) Options and 101,200 0.01% 101,030 0.00%
agreements to
purchase/sell
Total 47,440,305 4.75% 2,533,922 0.25%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,667 50.6287
Purchase 1,150 Transfer
Purchase 10,528 51.0100
Purchase 71,948 50.7738
Purchase 8,187 50.6201
Purchase 126,337 51.1400
Purchase 1,638 50.9000
Purchase 42,112 51.0100
Purchase 22,618 50.7061
Purchase 305,314 51.0638
Purchase 200 51.0500
Purchase 42,112 51.0100
Purchase 35,027 50.7497
Purchase 5,500 50.8154
Purchase 100,000 50.3801
Purchase 11,791 51.0000
Purchase 100 51.1200
Purchase 1,073,862 Transfer
Purchase 20,135 50.9319
Purchase 1,000 50.6176
Purchase 6,595 51.1616
Purchase 300 51.0500
Purchase 84,225 51.0100
Purchase 960 51.8059
Purchase 250 51.2295
Purchase 1,680 51.8059
Purchase 48 50.6452
Purchase 48 50.6452
Purchase 120 51.8063
Purchase 7,931 51.0000
Purchase 1,488 51.0000
Purchase 1,101 51.9200
Purchase 1,275 51.0000
Purchase 257 51.8064
Sale 47,095 50.6165
Sale 1,638 50.9000
Sale 75 50.9605
Sale 9,295 50.5371
Sale 2,080 50.9936
Sale 13,557 50.4543
Sale 494 51.4619
Sale 576 51.0600
Sale 86 51.9200
Sale 535 50.9378
Sale 305,314 51.0638
Sale 15,045 51.0000
Sale 50 51.2184
Sale 100 51.1200
Sale 160 50.6000
Sale 40 50.8184
Sale 160 51.1200
Sale 60 51.0132
Sale 1,000 50.5574
Sale 1,350 50.4844
Sale 14,400 50.6104
Sale 517 Transfer
Sale 140 51.3446
Sale 920 50.8328
Sale 1,073,862 Transfer
Sale 9,596 50.6870
Sale 2,000 50.9119
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 13557 50.4542
CFD Long 1000 50.5574
CFD Long 14400 50.6104
CFD Long 47095 50.6164
CFD Long 9596 50.6869
CFD Long 920 50.8328
CFD Long 1638 50.9
CFD Long 2000 50.9118
CFD Long 2080 50.9936
CFD Long 100 51.12
CFD Short 100000 50.3801
CFD Short 1000 50.6175
CFD Short 22618 50.7061
CFD Short 35027 50.7497
CFD Short 3759 50.769
CFD Short 71948 50.7737
CFD Short 5500 50.8154
CFD Short 7416 50.8946
CFD Short 1638 50.9
CFD Short 20135 50.9319
CFD Short 12823 50.9674
CFD Short 9571 50.9898
CFD Short 100 51.12
CFD Short 6595 51.1616
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 24 July 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Option Purchased -100,000 64.0000 AMER 21/11/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk