Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 July 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,267,169 4.74% 792,387 0.08%
securities
(2) Derivatives 612,068 0.06% 1,623,964 0.16%
(other than
options)
(3) Options and 1,200 0.00% 1,300 0.00%
agreements to
purchase/sell
Total 47,440,305 4.75% 2,533,922 0.25%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 500 50.0375
Purchase 2,080 49.9354
Purchase 5,200 50.2821
Purchase 84,225 50.0500
Purchase 596 52.1674
Purchase 431,651 49.3392
Purchase 4,105 48.9910
Purchase 126,224 51.3500
Purchase 210,562 49.3201
Purchase 42,112 50.1400
Purchase 30,572 50.3965
Purchase 11 50.1099
Purchase 49 Transfer
Purchase 1,151 49.4685
Purchase 84,225 50.1400
Purchase 80 49.8358
Purchase 3,306 49.0500
Purchase 106 49.9750
Purchase 106 49.9750
Purchase 640 49.9000
Purchase 1,337 49.0500
Purchase 10,528 50.1000
Purchase 2,100 50.2915
Purchase 408 50.5800
Purchase 4,414 49.4806
Purchase 62,100 49.0700
Purchase 8,152 49.9113
Purchase 633 50.0600
Purchase 29,405 50.2627
Purchase 283 50.5800
Sale 90 50.4105
Sale 48,900 49.3057
Sale 21,787 49.7794
Sale 1,350 49.9373
Sale 103 50.6284
Sale 56 50.2263
Sale 10,119 49.2101
Sale 100 50.5101
Sale 80 48.7773
Sale 50 50.0406
Sale 69,035 49.0500
Sale 200 50.4632
Sale 400 49.6100
Sale 4 50.6342
Sale 6,968 50.0243
Sale 431,651 49.3392
Sale 48,538 49.5213
Sale 596 52.1674
Sale 12,193 49.9093
Sale 21 50.5563
Sale 1,589 50.4332
Sale 47 50.5010
Sale 250 50.5501
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1244 49.0599
CFD Long 10119 49.2101
CFD Long 48900 49.3056
CFD Long 48538 49.5213
CFD Long 21787 49.7794
CFD Long 12193 49.9092
CFD Long 1350 49.9372
CFD Long 1589 50.4332
CFD Short 4105 48.9909
CFD Short 1151 49.4685
CFD Short 4414 49.4806
CFD Short 1022 49.9329
CFD Short 2080 49.9354
CFD Short 500 50.0375
CFD Short 2268 50.1361
CFD Short 29405 50.2626
CFD Short 910 50.2652
CFD Short 5200 50.2821
CFD Short 30572 50.3964
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Selling 270 64 EURO 19/12/2008 16.1
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 July 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Option Purchased -100,000 64.0000 AMER 21/11/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk