Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 25 July 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,598,637 4.67% 819,948 0.08%
securities
(2) Derivatives 639,629 0.06% 1,714,427 0.17%
(other than
options)
(3) Options and 1,200 0.00% 1,300 0.00%
agreements to
purchase/sell
Total 47,339,466 4.74% 2,635,675 0.26%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 11,800 48.5624
Purchase 70,797 49.5081
Purchase 50 49.0950
Purchase 4,483 49.5400
Purchase 3,945 49.4619
Purchase 69,035 49.0500
Purchase 200 49.7325
Purchase 50,125 49.2086
Purchase 4,325 49.1723
Purchase 14,159 49.5295
Purchase 3,397 49.6357
Purchase 7,323 48.8099
Purchase 200 50.2158
Purchase 62 Transfer
Sale 32,013 49.2049
Sale 58 49.1784
Sale 125 Transfer
Sale 100 48.8619
Sale 33 50.5405
Sale 54 48.4042
Sale 5,486 48.5298
Sale 50,125 49.2086
Sale 135 49.7647
Sale 904 49.0900
Sale 736,965 Transfer
Sale 632 49.5400
Sale 421 49.5400
Sale 908 49.5400
Sale 2,039 49.5400
Sale 400 49.7000
Sale 3,373 49.5400
Sale 120 49.5400
Sale 166 49.5400
Sale 2,863 49.5400
Sale 16,803 48.9481
Sale 37,292 49.5400
Sale 900 49.3211
Sale 5,041 49.5400
Sale 1,393 49.1626
Sale 296 49.5400
Sale 4,653 49.5400
Sale 117 50.0400
Sale 100 49.2098
Sale 2,569 49.5400
Sale 823 49.5400
Sale 185 49.2900
Sale 1,341 49.5400
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 5486 48.5297
CFD Long 100 48.8619
CFD Long 16803 48.9481
CFD Long 2429 49.1465
CFD Long 32013 49.2049
CFD Long 50125 49.2085
CFD Long 900 49.3211
CFD Short 11800 48.5624
CFD Short 7323 48.8098
CFD Short 50 49.095
CFD Short 4325 49.1723
CFD Short 50125 49.2085
CFD Short 1789 49.2308
CFD Short 3945 49.4619
CFD Short 70797 49.5081
CFD Short 14159 49.5294
CFD Short 3048 49.5301
CFD Short 3397 49.6356
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 28 July 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Option Purchased -100,000 64.0000 AMER 21/11/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk