Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 July 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,725,845 4.68% 884,786 0.09%
securities
(2) Derivatives 720,060 0.07% 1,787,561 0.18%
(other than
options)
(3) Options and 1,200 0.00% 1,300 0.00%
agreements to
purchase/sell
Total 47,547,105 4.76% 2,773,647 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,985 50.8289
Purchase 5,532 51.0447
Purchase 6,308 50.8889
Purchase 23 Transfer
Purchase 25,537 50.9598
Purchase 7,572 50.7587
Purchase 400 Transfer
Purchase 111 Transfer
Purchase 28,338 51.0293
Purchase 400 50.7524
Purchase 203 49.2479
Purchase 83,946 50.7800
Purchase 203 50.7700
Purchase 3,671 50.2556
Purchase 189 50.7500
Purchase 34,701 51.0000
Purchase 2,204 51.0000
Purchase 5,510 51.0000
Purchase 57 50.9953
Purchase 670 50.7500
Purchase 137 48.5200
Purchase 2,392 51.0000
Sale 4,517 50.5600
Sale 150 51.0805
Sale 17 50.8868
Sale 202 50.2884
Sale 361 50.6800
Sale 53,552 50.6277
Sale 1,000 51.2218
Sale 203 49.2479
Sale 400 50.5800
Sale 2,421 50.9907
Sale 100 50.9584
Sale 23 Transfer
Sale 100 50.9184
Sale 170 Transfer
Sale 200 51.0305
Sale 1,503 51.0000
Sale 3,319 50.7648
Sale 13,600 50.9597
Sale 400 50.7524
Sale 135 50.8463
Sale 85 50.9642
Sale 225 50.9763
Sale 7,198 51.2201
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 53552 50.6277
CFD Long 361 50.68
CFD Long 400 50.7524
CFD Long 3319 50.7647
CFD Long 13600 50.9596
CFD Long 2421 50.9907
CFD Long 1503 51
CFD Long 13887 51.0153
CFD Long 7198 51.2201
CFD Long 1000 51.2218
CFD Short 400 50.7524
CFD Short 7572 50.7586
CFD Short 391 50.8138
CFD Short 778 50.826
CFD Short 8985 50.8289
CFD Short 6308 50.8888
CFD Short 25537 50.9598
CFD Short 2579 50.9898
CFD Short 28338 51.0293
CFD Short 5532 51.0446
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 July 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Option Purchased -100,000 64.0000 AMER 21/11/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk