Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 July 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,524,649 4.66% 883,565 0.09%
securities
(2) Derivatives 659,847 0.07% 1,631,859 0.16%
(other than
options)
(3) Options and 1,200 0.00% 1,300 0.00%
agreements to
purchase/sell
Total 47,285,696 4.74% 2,616,724 0.26%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 2,801 52.6979
Purchase 62 Transfer
Purchase 425 51.3700
Purchase 53,294 52.5609
Purchase 10,512 51.9746
Purchase 2,295 51.3764
Purchase 2,058 51.3378
Purchase 3,076 51.3378
Purchase 104,933 51.5800
Purchase 40 51.8915
Purchase 1,933 52.0486
Purchase 31,287 51.8796
Purchase 6,984 51.3378
Purchase 7,000 51.3700
Purchase 19,171 52.1040
Purchase 400 52.2150
Purchase 9,579 51.3700
Purchase 23 Transfer
Sale 100 50.6700
Sale 110 52.6084
Sale 160 50.6700
Sale 100 50.6700
Sale 100 50.6700
Sale 40 50.6700
Sale 13,673 51.1680
Sale 12,984 51.9533
Sale 3,627 51.6168
Sale 15,367 52.4022
Sale 13,544 51.4000
Sale 129 Transfer
Sale 23 Transfer
Sale 2,912 51.9210
Sale 200 52.0200
Sale 115 51.9184
Sale 18,927 52.1369
Sale 30,530 51.3470
Sale 400 52.2150
Sale 62 Transfer
Sale 53,294 52.5609
Sale 96 52.2200
Sale 211 52.1323
Sale 626 52.0717
Sale 526 52.1631
Sale 300 52.1900
Sale 100 51.9463
Sale 5,436 51.9516
Sale 125 50.6700
Sale 2,917 51.9350
Sale 250 50.6700
Sale 165 50.6700
Sale 1,859 52.0668
Sale 1,735 52.1323
Sale 230 52.1323
Sale 233 51.3700
Sale 200 51.2521
Sale 125,655 52.2032
Sale 336 52.1323
Sale 100 50.6700
Sale 200 52.3021
Sale 250 50.6700
Sale 101,174 51.9637
Sale 150 51.8905
Sale 5,417 51.9510
Sale 100 50.6700
Sale 110 52.2500
Sale 2,015 51.9202
Sale 2,953 51.9344
Sale 2,526 51.9104
Sale 4,204 51.9492
Sale 209 52.1323
Sale 30,264 51.9631
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 13673 51.1679
CFD Long 30530 51.347
CFD Long 13544 51.4
CFD Long 3627 51.6167
CFD Long 2912 51.9209
CFD Long 12984 51.9532
CFD Long 18927 52.1369
CFD Long 125655 52.2032
CFD Long 400 52.215
CFD Long 15367 52.4021
CFD Long 53294 52.5608
CFD Short 11745 51.3598
CFD Short 2295 51.3764
CFD Short 31287 51.8796
CFD Short 10512 51.9745
CFD Short 1933 52.0485
CFD Short 56921 52.0512
CFD Short 19171 52.1039
CFD Short 1050 52.166
CFD Short 1944 52.1699
CFD Short 2071 52.214
CFD Short 400 52.215
CFD Short 53294 52.5608
CFD Short 2801 52.6979
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 30 July 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Option Purchased -100,000 64.0000 AMER 21/11/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk