Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 19 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,047,640 4.72% 2,602,804 0.26%
securities
(2) Derivatives 4,887,826 0.49% 2,098,969 0.21%
(other than
options)
(3) Options and 3,206 0.00% 702,706 0.07%
agreements to
purchase/sell
Total 51,938,672 5.21% 5,404,479 0.54%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,181 53.2778
Purchase 5,708 52.6983
Purchase 10,044 50.5300
Purchase 12,718 52.8257
Purchase 14,225 52.8257
Purchase 1,360 53.2778
Purchase 28,936 52.7316
Purchase 262,327 52.8257
Purchase 54,661 52.8257
Purchase 2,406 53.2778
Purchase 6,734 52.8257
Purchase 20 Transfer
Purchase 4,346 52.8257
Purchase 1,635 Transfer
Purchase 52,341 52.8257
Purchase 10,979 52.8257
Purchase 100 50.6963
Purchase 136 53.8481
Purchase 8,206 52.8257
Purchase 18,857 52.8257
Purchase 4,040 52.8257
Purchase 4,542 52.9653
Purchase 24,528 Transfer
Purchase 6,266 52.1283
Purchase 110,990 52.8257
Purchase 10,755 52.8257
Purchase 4,542 52.9653
Purchase 3,368 52.8257
Purchase 276 Transfer
Purchase 4,393 Transfer
Purchase 17,988 52.8257
Purchase 21,087 52.8257
Purchase 11,692 52.8257
Purchase 21,000 50.5300
Purchase 9,485 53.3104
Purchase 4,393 Transfer
Purchase 49,389 52.8257
Sale 448 50.5300
Sale 75 53.0451
Sale 120 52.5425
Sale 50 52.9450
Sale 654 53.3185
Sale 30 53.6175
Sale 3,222 50.5300
Sale 858 53.7793
Sale 125 52.9575
Sale 6,555 53.1200
Sale 8,707 53.3740
Sale 270 52.5425
Sale 200 53.0362
Sale 7,148 52.1318
Sale 300 53.6225
Sale 135 50.6337
Sale 1,800 Transfer
Sale 70 52.5426
Sale 220 52.5425
Sale 145 52.9734
Sale 65 53.1051
Sale 100 53.1250
Sale 67 52.5425
Sale 100 53.2100
Sale 7,560 53.3996
Sale 4,542 52.9653
Sale 75 52.7612
Sale 70 52.5426
Sale 100 52.3925
Sale 63,848 53.4439
Sale 110 52.5425
Sale 265 52.5850
Sale 270 52.5425
Sale 75 52.5425
Sale 21,747 52.9250
Sale 161 53.6250
Sale 130 52.6225
Sale 45 52.5424
Sale 250,000 42.0000(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 100 50.6963
CFD Short 6266 52.1282
CFD Short 28936 52.7315
CFD Short 7612 52.7873
CFD Short 4542 52.9652
CFD Short 9485 53.3104
CFD Short 136 53.848
CFD Long 7148 52.1317
CFD Long 21747 52.925
CFD Long 145 52.9733
CFD Long 654 53.3185
CFD Long 8707 53.3739
CFD Long 7560 53.3996
CFD Long 63848 53.4438
CFD Long 858 53.7793
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 20 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -350 5,200.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk