Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 July 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,732,291 4.67% 902,016 0.09%
securities
(2) Derivatives 685,970 0.07% 1,648,222 0.16%
(other than
options)
(3) Options and 101,200 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,519,461 4.75% 2,651,538 0.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 1,218 53.5400
Purchase 188,879 52.9000
Purchase 36,385 53.1625
Purchase 200 53.4800
Purchase 700 53.1388
Purchase 3,600 53.4080
Purchase 10,405 25.2871
Purchase 29,829 53.2853
Purchase 188,879 52.9000
Purchase 6,467 53.3669
Purchase 9,130 53.3124
Purchase 23,800 52.9396
Purchase 55 52.7900
Purchase 10,405 1.1046
Purchase 1,395 53.5400
Purchase 15,000 53.5400
Purchase 4,804 53.4200
Purchase 1,326 53.5400
Sale 188,879 52.9000
Sale 110 52.8400
Sale 11,745 52.8243
Sale 100 52.7705
Sale 6,433 53.1485
Sale 80 52.8342
Sale 22 52.6413
Sale 54 52.8100
Sale 65 52.7805
Sale 2,230 52.9989
Sale 530 52.8000
Sale 182 52.8000
Sale 40 66.8600 EUR
Sale 266 53.3600
Sale 125 52.8442
Sale 150 52.8342
Sale 160 52.8906
Sale 10,903 52.7724
Sale 49 52.8084
Sale 168 53.0563
Sale 37,189 53.0231
Sale 200 53.4000
Sale 7,844 53.2669
Sale 24,978 52.7758
Sale 463 53.5400
Sale 28,875 52.9063
Sale 2,295 53.0399
Sale 700 52.5300
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 700 52.53
CFD Long 22 52.6413
CFD Long 10903 52.7724
CFD Long 24978 52.7758
CFD Long 11745 52.8242
CFD Long 4395 52.8408
CFD Long 28875 52.9063
CFD Long 2230 52.9989
CFD Long 37189 53.0231
CFD Long 2295 53.0398
CFD Long 6433 53.1484
CFD Long 7844 53.2668
CFD Short 10405 1.1045
CFD Short 10405 25.287
CFD Short 2741 52.8585
CFD Short 23800 52.9396
CFD Short 395 52.9411
CFD Short 700 53.1388
CFD Short 36385 53.1624
CFD Short 29829 53.2852
CFD Short 9130 53.3123
CFD Short 6467 53.3668
CFD Short 3600 53.4079
CFD Short 4804 53.42
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 31 July 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk