Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 31 July 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,449,435 4.65% 994,117 0.10%
securities
(2) Derivatives 742,684 0.07% 1,591,502 0.16%
(other than
options)
(3) Options and 101,200 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,293,519 4.74% 2,686,919 0.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 10,546 53.4000
Purchase 1,477 53.4000
Purchase 1,113 53.4000
Purchase 7,500 53.3803
Purchase 5,932 53.4000
Purchase 1,500 53.8187
Purchase 10,502 54.1800
Purchase 466 53.4688
Purchase 461 53.4000
Purchase 8,123 53.8053
Purchase 4,529 53.2903
Purchase 171 53.4000
Purchase 2,200 54.2459
Purchase 42,007 54.1800
Purchase 56,000 54.0000
Purchase 34,528 53.6170
Purchase 1,406 54.1329
Purchase 100 53.5180
Purchase 201 53.4000
Purchase 4,044 53.4000
Purchase 4,600 53.2335
Purchase 112 53.4000
Purchase 50 67.3700 EUR
Purchase 1,101 53.4000
Purchase 942 53.4000
Purchase 80 53.4000
Purchase 10,000 53.4000
Sale 1,980 53.4000
Sale 85 53.3826
Sale 95 54.9663
Sale 2,752 54.0766
Sale 7,500 53.3803
Sale 5,529 53.5072
Sale 45,225 53.4000
Sale 9,166 53.6580
Sale 23,757 53.8065
Sale 96 54.1626
Sale 111,837 54.2475
Sale 40 54.0766
Sale 39,285 54.2855
Sale 81 53.1963
Sale 10,504 53.5866
Sale 4,600 53.2335
Sale 7,023 53.4382
Sale 54,303 53.4762
Sale 16,649 53.4000
Sale 100 54.3121
Sale 391 53.4000
Sale 250 54.2626
Sale 21 54.0766
Sale 610 54.2475
Sale 6,042 54.2475
Sale 21 54.0766
Sale 69 54.0766
Sale 52,386 54.1467
Sale 268 54.0700
Sale 2,296 54.2078
Sale 50 69.8700 EUR
Sale 395 53.4000
Sale 418 54.0000
Sale 662 54.2475
Sale 3,246 54.2475
Sale 33,433 54.2475
Sale 163 54.0766
Sale 6,311 54.2475
Sale 2,091 54.2475
Sale 465 53.4000
Sale 138 54.0766
Sale 69 54.0766
Sale 826 54.0766
Sale 2,806 54.2475
Sale 58 54.0766
Sale 102 54.0766
Sale 4,680 54.2475
Sale 3,638 53.4000
Sale 3,236 54.2475
Sale 100 53.1700
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4600 53.2334
CFD Long 7500 53.3802
CFD Long 45225 53.4
CFD Long 7023 53.4382
CFD Long 54303 53.4762
CFD Long 5529 53.5071
CFD Long 10504 53.5865
CFD Long 9166 53.6579
CFD Long 23757 53.8064
CFD Long 39285 54.2855
CFD Short 4600 53.2334
CFD Short 4529 53.2903
CFD Short 7500 53.3802
CFD Short 466 53.4687
CFD Short 100 53.518
CFD Short 34528 53.617
CFD Short 8123 53.8052
CFD Short 1500 53.8186
CFD Short 6489 53.8733
CFD Short 4585 53.8785
CFD Short 27084 54.1916
CFD Short 2159 54.1931
CFD Short 2200 54.2459
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Put Purchase 200 50 EURO 19/09/2008 2.00
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk