Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 01 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,573,468 4.67% 1,073,877 0.11%
securities
(2) Derivatives 848,468 0.09% 1,709,823 0.17%
(other than
options)
(3) Options and 101,200 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,523,336 4.76% 2,885,000 0.29%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 77,541 51.2948
Purchase 12 50.3875
Purchase 10,000 51.2314
Purchase 45,712 51.6923
Purchase 20,996 51.1700
Purchase 34,433 51.7200
Purchase 50,955 51.2307
Purchase 952 50.2524
Purchase 41,991 51.1700
Purchase 10,497 51.1700
Purchase 200 51.0750
Purchase 2,114 50.7390
Purchase 73,485 51.1700
Purchase 70,600 53.4000
Purchase 1,526 50.5001
Purchase 15,000 50.5618
Purchase 5,900 51.1700
Purchase 839 50.4700
Purchase 8,524 50.4700
Purchase 3,303 50.4700
Sale 1,935 50.7423
Sale 300 51.6415
Sale 8,281 50.7499
Sale 622 50.7423
Sale 4,901 51.0809
Sale 73,485 51.1700
Sale 882 50.7423
Sale 400 50.3720
Sale 101 51.0121
Sale 77,541 51.2948
Sale 31,730 50.8508
Sale 3,357 51.0809
Sale 4,285 51.0809
Sale 8,200 51.5818
Sale 5,804 51.0809
Sale 2,493 51.0809
Sale 8,506 51.0809
Sale 5,506 51.0809
Sale 100 51.0326
Sale 754 51.7800
Sale 6,688 50.4700
Sale 214 50.7423
Sale 132 51.0025
Sale 318 50.7423
Sale 353 50.7423
Sale 100 51.2505
Sale 26,445 50.2639
Sale 4,311 51.0813
Sale 88,578 50.9358
Sale 14,187 51.0809
Sale 8,696 50.9493
Sale 4,779 51.0018
Sale 200 51.0750
Sale 1,022 50.7423
Sale 21,276 50.9298
Sale 2,704 51.0809
Sale 1,068 51.0809
Sale 200 50.4700
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 26445 50.2638
CFD Long 400 50.3719
CFD Long 3142 50.4801
CFD Long 31730 50.8507
CFD Long 21276 50.9297
CFD Long 88578 50.9357
CFD Long 8696 50.9492
CFD Long 4779 51.0017
CFD Long 200 51.075
CFD Long 420 51.1694
CFD Long 77541 51.2947
CFD Long 8200 51.5818
CFD Long 300 51.6415
CFD Short 952 50.2524
CFD Short 12 50.3875
CFD Short 15000 50.5618
CFD Short 2114 50.739
CFD Short 1308 51.0061
CFD Short 200 51.075
CFD Short 50955 51.2307
CFD Short 77541 51.2947
CFD Short 45712 51.6922
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Put Purchase 200 50 EURO 19/09/2008 2.00
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 04 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk