Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,918,760 4.70% 1,244,781 0.12%
securities
(2) Derivatives 2,494,815 0.25% 59,373 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,560,225 4.97% 1,404,964 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,056 52.5100
Purchase 40,870 52.2447
Purchase 444 51.1000
Purchase 1,000 52.3800
Purchase 2,413 52.9334
Purchase 10,045 52.8470
Purchase 3,940 52.9884
Purchase 1,104 52.5100
Purchase 500 52.7050
Purchase 13,657 51.9882
Purchase 6,000 52.5100
Purchase 16,272 52.5477
Purchase 63 Transfer
Purchase 109 53.0400
Sale 113 52.3500
Sale 255 53.7500
Sale 75 52.4700
Sale 62 53.6500
Sale 7,704 52.9804
Sale 12,204 52.7786
Sale 200 53.1000
Sale 50 52.5500
Sale 65 52.9020
Sale 27,799 53.3497
Sale 16,272 52.5478
Sale 19 53.7508
Sale 200 52.5500
Sale 80 52.6900
Sale 3,749 52.9027
Sale 113 52.5500
Sale 30 52.5500
Sale 9,461 52.9027
Sale 396 52.9027
Sale 1,121 52.9800
Sale 23 52.8000
Sale 100 52.9700
Sale 67 53.5500
Sale 331 52.9027
Sale 428 52.9027
Sale 230 52.7700
Sale 50 52.7500
Sale 75 52.5500
Sale 65 52.2700
Sale 52 52.7700
Sale 360 Transfer
Sale 520 52.9027
Sale 50 52.5500
Sale 3,978 52.6279
Sale 671 52.9027
Sale 50 52.5500
Sale 3,396 52.5100
Sale 120 52.5600
Sale 50 52.5500
Sale 60 52.5500
Sale 449 52.9027
Sale 30 52.5500
Sale 334 52.9027
Sale 40 53.2800
Sale 100 52.2700
Sale 72 52.5500
Sale 50 52.5500
Sale 8,480 53.3234
Sale 270 52.4163
Sale 2,360 52.8863
Sale 43 53.6500
Sale 110 52.5500
Sale 40 52.5500
Sale 4,068 51.8550
Sale 605 52.9027
Sale 100 53.0524
Sale 41 53.2600
Sale 191 52.7600
Sale 2,421 52.9027
Sale 100 52.5500
Sale 60 53.2932
Sale 414 52.9027
Sale 10,188 52.5100
Sale 5 68.4000 EUR
Sale 175 52.9800
Sale 879 52.9027
Sale 1,258 52.9027
Sale 173 52.9800
Sale 35 52.5500
Sale 1,933 52.9027
Sale 226 52.9027
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
03/03/2008 Sale 50 55.6116
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 232 51.8844
CFD Short 13657 51.9882
CFD Short 40870 52.2446
CFD Short 1000 52.38
CFD Short 982 52.694
CFD Short 10045 52.847
CFD Short 2413 52.9333
CFD Short 3940 52.9883
CFD Long 3978 52.6279
CFD Long 2360 52.8863
CFD Long 1121 52.98
CFD Long 7704 52.9804
CFD Long 6288 53.0884
CFD Long 8480 53.3233
CFD Long 27799 53.3496
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk