Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,021,508 4.71% 1,178,571 0.12%
securities
(2) Derivatives 2,425,336 0.24% 76,988 0.01%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,593,494 4.97% 1,356,369 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 31,357 54.4200
Purchase 100 54.4400
Purchase 1,347 54.4200
Purchase 56 Transfer
Purchase 1,104 54.4200
Purchase 300 54.6100
Purchase 1,762 Transfer
Purchase 100 54.4300
Purchase 135 54.5476
Purchase 68,004 54.3106
Purchase 411 54.7437
Purchase 8,898 54.3897
Purchase 1,091 54.0621
Purchase 7,717 54.3738
Purchase 4,176 54.4200
Purchase 14,057 54.2662
Purchase 32 Transfer
Purchase 1,054 54.3170
Purchase 688 54.6686
Sale 135 54.4920
Sale 7,266 54.2507
Sale 29 54.2300
Sale 80 54.2100
Sale 75 54.3616
Sale 100 54.3440
Sale 40 54.1225
Sale 1,143 54.6127
Sale 499 54.0700
Sale 4,575 54.4200
Sale 706 54.7477
Sale 220 Transfer
Sale 105 54.1548
Sale 25 54.2536
Sale 65 54.3000
Sale 41 54.5012
Sale 258 54.4000
Sale 235 54.3200
Sale 150 54.1332
Sale 1,518 54.4720
Sale 120 53.8000
Sale 175 54.3320
Sale 150 54.4800
Sale 200 54.4032
Sale 36 Transfer
Sale 273 Transfer
Sale 900 54.5921
Sale 32 Transfer
Sale 50 54.3716
Sale 1,200 54.3907
Sale 150 54.3800
Sale 150 54.0424
Sale 3,132 54.4200
Sale 80 54.0900
Sale 100 54.3616
Sale 125 54.4824
Sale 80 54.5000
Sale 100 54.4832
Sale 175 54.1400
Sale 200 54.3924
Sale 150 54.4024
Sale 50 54.4500
Sale 10,000 52.9700
Sale 217 53.9900
Sale 1,100 54.8800
Sale 7,797 54.4235
Sale 115 54.4400
Sale 3,269 54.5300
Sale 500 54.8469
Sale 1,400 54.9357
Sale 75 54.1700
Sale 235 54.1700
Sale 40 54.4025
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1091 54.0621
CFD Short 14057 54.2661
CFD Short 68004 54.3105
CFD Short 1054 54.317
CFD Short 7717 54.3738
CFD Short 8898 54.3897
CFD Short 688 54.6685
CFD Long 1200 54.3907
CFD Long 7797 54.4235
CFD Long 1518 54.4719
CFD Long 1200 54.4968
CFD Long 900 54.5921
CFD Long 500 54.8469
CFD Long 1100 54.88
CFD Long 1400 54.9357
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk