Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,608,387 4.67% 1,664,916 0.17%
securities
(2) Derivatives 2,907,474 0.29% 166,006 0.02%
(other than
options)
(3) Options and 146,650 0.01% 100,810 0.01%
agreements to
purchase/sell
Total 49,662,511 4.98% 1,931,732 0.19%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 40 53.1100
Purchase 4,000 53.1000
Purchase 2,683 53.1051
Purchase 649 53.2650
Purchase 209 54.2100
Purchase 2,193 53.2527
Purchase 2,209 53.2444
Purchase 95,253 53.2750
Purchase 28,512 53.6092
Purchase 60 53.1100
Sale 209 54.2300
Sale 3,720 53.0045
Sale 9,032 53.1319
Sale 40 53.0200
Sale 3,791 54.2807
Sale 50 53.4600
Sale 205 53.0000
Sale 23 54.1900
Sale 110 53.0036
Sale 4,903 54.3326
Sale 50 53.0000
Sale 160 53.1100
Sale 220 52.8200
Sale 60 53.1600
Sale 135 53.0900
Sale 90 53.1800
Sale 56 52.8100
Sale 700 53.2400
Sale 90 52.9600
Sale 100 52.7824
Sale 824 54.1143
Sale 100 53.0800
Sale 75 53.7200
Sale 125 53.6300
Sale 37 52.9500
Sale 27 53.5400
Sale 360 54.0000
Sale 83 53.8100
Sale 1,077 52.7208
Sale 88 52.7500
Sale 41 53.1100
Sale 75 53.1924
Sale 30 53.0400
Sale 300 54.2743
Sale 120 52.8820
Sale 180 53.2100
Sale 650 53.0800
Sale 20 52.9800
Sale 4,296 52.0800
Sale 14,035 53.0280
Sale 209 54.2100
Sale 80 52.9300
Sale 170 52.7348
Sale 125 53.0000
Sale 77 54.2808
Sale 100 52.9800
Sale 100 53.1400
Sale 500,996 52.9800
Sale 95 52.9532
Sale 50 53.1600
Sale 100 53.4500
Sale 115 52.9524
Sale 425 54.0700
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 207 53.0488
CFD Short 2683 53.1051
CFD Short 14904 53.1796
CFD Short 95253 53.275
CFD Short 28512 53.6092
CFD Long 500996 52.98
CFD Long 3720 53.0045
CFD Long 9032 53.1319
CFD Long 824 54.1142
CFD Long 300 54.2743
CFD Long 4903 54.3325
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk