Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,992,235 4.71% 1,023,748 0.10%
securities
(2) Derivatives 757,510 0.08% 1,761,527 0.18%
(other than
options)
(3) Options and 101,200 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,851,145 4.79% 2,886,575 0.29%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 41,992 48.9500
Purchase 41,992 50.5800
Purchase 62,336 49.8888
Purchase 83,983 50.4500
Purchase 10,498 48.5200
Purchase 6,594 48.1484
Purchase 41,992 48.8500
Purchase 15,000 48.0500
Purchase 41,992 50.5800
Purchase 125,975 48.1100
Purchase 10,497 50.0459
Purchase 391 49.2000
Purchase 1,413 48.2848
Purchase 60 48.2778
Purchase 472,400 49.5307
Purchase 41,992 50.4500
Purchase 50 48.8602
Purchase 3,500 48.6524
Purchase 600 48.7950
Purchase 6,949 49.8075
Purchase 2,142 49.0837
Purchase 3,773 50.7134
Purchase 40 61.7000 EUR
Purchase 94,533 49.6689
Purchase 152 48.0500
Purchase 229 51.8000
Purchase 71,003 49.3866
Purchase 132 50.1900
Purchase 41,992 50.4500
Purchase 558 48.0500
Purchase 3,773 50.7121
Purchase 303,951 50.4700
Purchase 828 49.1510
Purchase 59,748 50.4700
Purchase 397 48.5025
Purchase 1,413 48.2860
Purchase 1,700 50.1258
Purchase 640 48.0500
Sale 1,955 Transfer
Sale 52,591 48.4569
Sale 472,400 49.5307
Sale 34,433 51.7200
Sale 3,787 48.5593
Sale 46,716 48.4490
Sale 12 48.6900
Sale 3,773 50.7134
Sale 20,000 48.5740
Sale 1,712 Transfer
Sale 3,169 49.0983
Sale 5,003 48.5109
Sale 18,927 48.4539
Sale 538 48.9259
Sale 800 50.0545
Sale 43 Transfer
Sale 23 Transfer
Sale 640 48.0500
Sale 12,044 48.0500
Sale 2,230 48.0500
Sale 2,788 49.0734
Sale 301 49.1828
Sale 204 48.0500
Sale 232 48.0500
Sale 325 49.1694
Sale 1,233 48.0500
Sale 185 48.5697
Sale 1,455 49.0718
Sale 400 63.1300 EUR
Sale 1,481 49.9769
Sale 59,748 50.4700
Sale 303,951 50.4700
Sale 4,351 50.3280
Sale 10,296 53.4000
Sale 4,052 48.0500
Sale 50 48.3064
Sale 930 49.0599
Sale 1,413 48.2860
Sale 50 48.5426
Sale 52,752 49.0920
Sale 40,200 48.0500
Sale 15,763 49.0922
Sale 2,348 48.0500
Sale 900 48.6700
Sale 125 50.2726
Sale 811 48.0500
Sale 600 48.7950
Sale 1,233 48.0500
Sale 1,452 49.0693
Sale 1,170 48.0500
Sale 1,120 48.0500
Sale 1,309 49.0615
Sale 2,135 49.0705
Sale 1,753 48.0500
Sale 50 50.4184
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 46716 48.449
CFD Long 18927 48.4539
CFD Long 52591 48.4568
CFD Long 5003 48.5109
CFD Long 835 48.5123
CFD Long 3787 48.5593
CFD Long 600 48.795
CFD Long 538 48.9258
CFD Long 757 49.8565
CFD Long 800 50.0544
CFD Short 6594 48.1484
CFD Short 1413 48.286
CFD Short 3500 48.6523
CFD Short 600 48.795
CFD Short 793 48.8931
CFD Short 1787 48.9025
CFD Short 71003 49.3866
CFD Short 3914 49.414
CFD Short 94533 49.6689
CFD Short 6949 49.8075
CFD Short 62336 49.8888
CFD Short 10497 50.0458
CFD Short 3824 50.1062
CFD Short 1700 50.1258
CFD Short 3773 50.7133
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk