Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,933,575 4.70% 1,041,460 0.10%
securities
(2) Derivatives 746,740 0.07% 1,679,806 0.17%
(other than
options)
(3) Options and 101,400 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,781,715 4.79% 2,822,566 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 54,100 47.4277
Purchase 14,100 47.4499
Purchase 11,921 47.3557
Purchase 25 46.8072
Purchase 25 60.4000 EUR
Purchase 370 46.7721
Purchase 19 Transfer
Purchase 690 47.5000
Purchase 55,115 47.4349
Purchase 1,800 46.6326
Purchase 7,000 47.5000
Purchase 161 46.6326
Purchase 101 46.6326
Purchase 3,392 47.5000
Purchase 3,303 48.0500
Purchase 26,261 47.5000
Purchase 2,032 47.7511
Sale 40,332 47.6676
Sale 600 48.7950
Sale 210 48.4200
Sale 200 47.8850
Sale 8,680 47.4296
Sale 21,801 47.4376
Sale 46 47.8042
Sale 13 47.8342
Sale 715 47.9400
Sale 19 Transfer
Sale 25,277 47.4426
Sale 1,506 47.6600
Sale 27,221 47.7073
Sale 28,659 47.3844
Sale 38,607 47.6302
Sale 139 47.7042
Sale 100 47.7963
Sale 250 47.4442
Sale 44,700 57.7475
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 28659 47.3843
CFD Long 3319 47.4205
CFD Long 8680 47.4296
CFD Long 21801 47.4375
CFD Long 25277 47.4425
CFD Long 38607 47.6301
CFD Long 40332 47.6675
CFD Long 2729 47.6863
CFD Long 27221 47.7073
CFD Long 200 47.885
CFD Long 600 48.795
CFD Long 44700 57.7475
CFD Short 370 46.772
CFD Short 25 46.8072
CFD Short 609 47.2263
CFD Short 11921 47.3556
CFD Short 54100 47.4277
CFD Short 55115 47.4349
CFD Short 14100 47.4499
CFD Short 2255 47.6265
CFD Short 1540 47.6457
CFD Short 26333 47.6461
CFD Short 1290 47.6886
CFD Short 1442 47.6906
CFD Short 2074 47.6917
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 500 5,000.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -500 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk