Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,161,383 4.63% 929,368 0.09%
securities
(2) Derivatives 634,648 0.06% 1,719,532 0.17%
(other than
options)
(3) Options and 101,200 0.01% 1,030 0.00%
agreements to
purchase/sell
Total 46,897,431 4.70% 2,750,200 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 41,992 49.0500
Purchase 103 48.6500
Purchase 1,370 48.7173
Purchase 1,482 48.8753
Purchase 32,000 48.3396
Purchase 99,071 48.9226
Purchase 107,000 48.6005
Purchase 5,000 47.5000
Purchase 100 48.6700
Purchase 24,010 48.7511
Purchase 37 48.5980
Purchase 188,963 49.1167
Purchase 20,996 49.1700
Purchase 100,000 48.4029
Purchase 77 Transfer
Purchase 5,015 48.8753
Purchase 9,299 49.0249
Purchase 20,000 48.6578
Purchase 200 48.7850
Purchase 41,992 49.0500
Purchase 13,200 48.7453
Purchase 2,209 48.8753
Purchase 241,451 48.6400
Purchase 30 48.6973
Purchase 200 47.8850
Purchase 83,983 49.1700
Purchase 300,000 47.5000
Purchase 850 48.6500
Purchase 850 48.6500
Purchase 66 47.5000
Purchase 21 48.9348
Purchase 2,118 48.6500
Sale 441 48.6572
Sale 200 48.7850
Sale 12,500 48.8561
Sale 4,184 48.6599
Sale 73,020 48.7293
Sale 190 48.7021
Sale 36,493 48.7246
Sale 2,200 48.6491
Sale 2,242 48.6604
Sale 241,451 48.6400
Sale 529 48.9300
Sale 188,963 49.1167
Sale 21 48.6242
Sale 300,000 47.5000
Sale 469 48.6575
Sale 41 48.5127
Sale 77 Transfer
Sale 100 48.9842
Sale 70,600 48.9450
Sale 100 48.6063
Sale 85,201 48.6594
Sale 22,381 48.6594
Sale 4,577 48.6591
Sale 1,483 48.6605
Sale 433 48.4988
Sale 2,460 48.6603
Sale 976,500 Transfer
Sale 1,921 48.6605
Sale 800 48.6247
Sale 12,617 48.7036
Sale 70,600 48.9450
Sale 125 48.7100
Sale 195 48.8663
Sale 62 47.7063
Sale 3,265 48.6602
Sale 36 47.3842
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
05/08/2008 Sale 600 48.7950
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 433 48.4988
CFD Long 41 48.5126
CFD Long 800 48.6247
CFD Long 2200 48.649
CFD Long 5586 48.6598
CFD Long 4409 48.6799
CFD Long 12617 48.7036
CFD Long 36493 48.7246
CFD Long 73020 48.7293
CFD Long 200 48.785
CFD Long 12500 48.856
CFD Short 200 47.885
CFD Short 32000 48.3395
CFD Short 100000 48.4029
CFD Short 37 48.5981
CFD Short 20000 48.6577
CFD Short 100 48.67
CFD Short 30 48.6973
CFD Short 1370 48.7173
CFD Short 13200 48.7453
CFD Short 24010 48.751
CFD Short 200 48.785
CFD Short 99071 48.9225
CFD Short 9299 49.0249
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
05/08/2008 Long 600 48.795
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 07 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 300 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased 200 5,000.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -200 7,000.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -300 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk