Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,159,339 4.62% 1,014,957 0.10%
securities
(2) Derivatives 701,239 0.07% 1,709,155 0.17%
(other than
options)
(3) Options and 101,400 0.01% 101,300 0.00%
agreements to
purchase/sell
Total 46,961,978 4.71% 2,825,412 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 13,018 48.4510
Purchase 70,600 48.9450
Purchase 16,000 48.9643
Purchase 800 49.2150
Purchase 4,025 48.2240
Purchase 112 62.4900 EUR
Purchase 622 48.3049
Purchase 3,475 48.4303
Purchase 2,079 49.6494
Purchase 112 62.4100 EUR
Purchase 62,012 48.8850
Purchase 104 48.1100
Purchase 2,482 49.1800
Purchase 1,275 48.1100
Purchase 714 48.1100
Purchase 3,303 48.1100
Purchase 9,705 48.1100
Purchase 112 62.4100 EUR
Purchase 28,947 48.1486
Purchase 5,011 47.9477
Purchase 1,000 49.4000
Purchase 334 49.4992
Sale 16,711 49.3311
Sale 32,800 48.7106
Sale 70,700 48.7807
Sale 1,200 49.3400
Sale 103 49.5100
Sale 79 Transfer
Sale 14,942 48.8815
Sale 1,282 49.2327
Sale 16,000 48.9643
Sale 16,000 48.9643
Sale 26,651 48.0111
Sale 28,838 48.1424
Sale 22 Transfer
Sale 800 49.2150
Sale 248 49.5216
Sale 170 49.3005
Sale 561 48.2000
Sale 752 49.4788
Sale 27 Transfer
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 26651 48.0111
CFD Long 28838 48.1424
CFD Long 32800 48.7106
CFD Long 70700 48.7807
CFD Long 14942 48.8814
CFD Long 16000 48.9643
CFD Long 800 49.215
CFD Long 1282 49.2326
CFD Long 16711 49.3311
CFD Long 1200 49.34
CFD Long 2880 49.4603
CFD Short 28947 48.1486
CFD Short 4025 48.2239
CFD Short 3475 48.4302
CFD Short 13018 48.4509
CFD Short 62012 48.8849
CFD Short 2482 49.18
CFD Short 800 49.215
CFD Short 18998 49.464
CFD Short 2079 49.6494
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 08 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 300 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -200 7,000.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -300 7,000.0000 EURO 19/12/2008
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk