Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,129,718 4.62% 1,140,674 0.11%
securities
(2) Derivatives 826,146 0.08% 1,646,892 0.17%
(other than
options)
(3) Options and 101,400 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,057,264 4.71% 2,888,866 0.29%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 41,992 46.8800
Purchase 2,172 47.2496
Purchase 44,000 47.3032
Purchase 19,000 46.8500
Purchase 2,300 46.9339
Purchase 358 46.8500
Purchase 41,992 46.8900
Purchase 146,972 46.8857
Purchase 31,428 46.8500
Purchase 2,205 46.8105
Purchase 25,627 46.9718
Purchase 14,985 46.6950
Purchase 4,190 46.2425
Purchase 9,000 46.4751
Purchase 21,000 46.8969
Purchase 9,500 46.8697
Purchase 8,000 47.8701
Purchase 41,992 46.8900
Purchase 7,199 46.4499
Purchase 20,996 46.8800
Purchase 40 46.7700
Purchase 440 46.8500
Purchase 850 46.8500
Purchase 109 60.1600 EUR
Purchase 1,647 46.8500
Purchase 29,009 46.8500
Sale 146,972 46.8857
Sale 14,749 46.6363
Sale 36,314 46.6736
Sale 42 Transfer
Sale 2,780 46.8441
Sale 6,500 47.3800
Sale 40,213 46.9336
Sale 46,157 46.8366
Sale 32 49.3463
Sale 77 47.3542
Sale 10,010 46.6365
Sale 2,107 46.8500
Sale 42 49.4000
Sale 1,129 46.6418
Sale 65,462 46.9030
Sale 1,991 46.8353
Sale 44,000 47.3032
Sale 215 47.3500
Sale 22,969 46.6364
Sale 29,009 46.8500
Sale 1,189 46.8500
Sale 30 46.8823
Sale 39 47.1385
Sale 2,426 46.6335
Sale 456 46.6111
Sale 214 46.6331
Sale 13,827 46.9869
Sale 231 46.6299
Sale 47 47.1084
Sale 430 46.6034
Sale 14,890 46.5890
Sale 104 46.8500
Sale 44,000 47.3032
Sale 100 47.6200
Sale 65 47.3563
Sale 25 47.2864
Sale 7,449 46.6364
Sale 332 46.6068
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 14890 46.589
CFD Long 36314 46.6735
CFD Long 46157 46.8366
CFD Long 2780 46.8441
CFD Long 65462 46.903
CFD Long 40213 46.9335
CFD Long 13827 46.9869
CFD Long 44000 47.3031
CFD Long 6500 47.38
CFD Short 9000 0.4751
CFD Short 4190 46.2425
CFD Short 7199 46.4498
CFD Short 14985 46.695
CFD Short 9500 46.8696
CFD Short 2300 46.9339
CFD Short 25627 46.9718
CFD Short 2172 47.2496
CFD Short 8000 47.8701
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 300 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased 200 5,000.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -200 7,000.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -300 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk