Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,549,677 4.67% 1,620,376 0.16%
securities
(2) Derivatives 2,882,169 0.29% 64,793 0.01%
(other than
options)
(3) Options and 186,650 0.02% 100,810 0.01%
agreements to
purchase/sell
Total 49,618,496 4.97% 1,785,979 0.18%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 182 54.8330
Purchase 1,160 53.3489
Purchase 1,719 53.0085
Purchase 937 50.6100
Purchase 75 53.0200
Purchase 31,536 55.5307
Purchase 700 52.7909
Purchase 1,545 53.0867
Purchase 21,651 53.2335
Purchase 128 52.7500
Purchase 3,508 52.9857
Purchase 124 53.6500
Purchase 25,848 52.4063
Purchase 60,000 52.9289
Purchase 15,000 50.6100
Purchase 10,682 55.2700
Purchase 1,466 55.3518
Purchase 3,997 50.6176
Purchase 9,229 52.9432
Purchase 29,239 55.5515
Purchase 831 55.1132
Purchase 31,890 52.0716
Purchase 5,721 52.9171
Purchase 817 54.8330
Purchase 17,418 52.1873
Purchase 11,700 52.9539
Purchase 4,278 53.1583
Sale 1,052 52.7298
Sale 100 53.4300
Sale 285 52.7298
Sale 1,677 50.6100
Sale 200 54.7710
Sale 128 52.6400
Sale 3,070 53.1407
Sale 19 52.7016
Sale 181 52.7298
Sale 20,906 53.1785
Sale 9,229 52.9432
Sale 5,876 52.3188
Sale 85 53.4000
Sale 2,478 52.7298
Sale 30 52.4500
Sale 89 54.3900
Sale 543 50.6100
Sale 235 52.7298
Sale 31,536 55.5307
Sale 2,400 53.4200
Sale 150 53.3200
Sale 46 52.0400
Sale 200 53.4100
Sale 10,900 53.7739
Sale 65 52.7500
Sale 22,404 52.6208
Sale 1,267 53.4800
Sale 1,719 53.6201
Sale 20,274 52.7216
Sale 140 53.4400
Sale 43 Transfer
Sale 92,444 53.1041
Sale 3,109 52.9890
Sale 14,998 52.9862
Sale 198 52.7298
Sale 928 52.7298
Sale 120 53.4300
Sale 416 52.7298
Sale 100 53.4300
Sale 13 52.3400
Sale 800 50.9424
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 3997 50.6175
CFD Short 31890 52.0716
CFD Short 17418 52.1873
CFD Short 25848 52.4063
CFD Short 60000 52.9288
CFD Short 11700 52.9539
CFD Short 1719 53.0085
CFD Short 1545 53.0867
CFD Short 4278 53.1583
CFD Short 1160 53.3488
CFD Long 800 50.9423
CFD Long 5876 52.3188
CFD Long 22404 52.6207
CFD Long 20274 52.7215
CFD Long 14998 52.9862
CFD Long 3109 52.9889
CFD Long 92444 53.1041
CFD Long 3070 53.1406
CFD Long 1719 53.6201
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
CALL Selling 20000 54 AMER 18/04/2008 2.96
PUT Purchase 20000 52 AMER 18/04/2008 2.33
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 18 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -250 5,200.0000 EURO 20/03/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased 50 5,400.0000 EURO 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased 150 4,000.0000 EURO 20/03/2008
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 20,000 54.0000 AMER 18/04/2008
Option Purchased 20,000 52.0000 AMER 18/04/2008
Option Purchased 45,000 54.0000 AMER 20/03/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk