Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 25 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,091,302 4.62% 2,093,721 0.21%
securities
(2) Derivatives 2,840,765 0.28% 91,401 0.01%
(other than
options)
(3) Options and 141,450 0.01% 100,560 0.01%
agreements to
purchase/sell
Total 49,073,517 4.92% 2,285,682 0.23%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 608 49.8500
Purchase 3,028 49.8500
Purchase 1,418 49.8500
Purchase 785 49.8500
Purchase 1,088 49.8500
Purchase 25 63.1600 EUR
Purchase 1,681 49.2738
Purchase 495 49.8500
Purchase 389 49.8500
Purchase 11,660 49.6462
Purchase 150 49.5620
Purchase 6,469 49.8500
Purchase 3,900 49.6101
Purchase 115 49.2500
Purchase 100 49.4500
Purchase 8,400 49.3922
Purchase 240 48.2468
Purchase 526 49.4427
Purchase 192 48.2468
Purchase 904 49.8500
Purchase 310 49.5500
Purchase 6,941 49.2626
Purchase 1,395 49.8500
Purchase 1,171 49.5500
Purchase 395 49.8500
Purchase 30,034 49.4664
Purchase 1,515 49.2738
Purchase 482 49.4600
Purchase 12,172 49.8500
Purchase 8,622 49.8500
Purchase 2,475 49.6643
Purchase 1,008 49.8500
Purchase 100 49.5700
Purchase 74,400 49.8500
Purchase 5,068 49.2738
Purchase 221 49.3400
Purchase 300 49.5800
Purchase 105 49.8500
Purchase 158 49.8500
Purchase 134,109 49.0850
Sale 70 49.4100
Sale 268 49.8500
Sale 55 49.5033
Sale 44,383 49.4604
Sale 838 49.8500
Sale 732 49.8500
Sale 482 49.4600
Sale 30 49.4100
Sale 200 49.3619
Sale 100 49.5632
Sale 8,622 49.8500
Sale 100 49.3700
Sale 50 49.4100
Sale 117 49.8500
Sale 563 49.8500
Sale 100 49.5432
Sale 75 49.2524
Sale 95 49.3816
Sale 50 49.3808
Sale 847 49.4100
Sale 80 49.4100
Sale 109,919 49.4077
Sale 200 49.7500
Sale 443 49.8500
Sale 134,109 49.0850
Sale 7,704 49.8500
Sale 852 49.8500
Sale 40 49.2925
Sale 30 49.4100
Sale 41,246 49.8500
Sale 1,361 49.3586
Sale 457 49.8500
Sale 140 49.4100
Sale 200 49.2532
Sale 402 49.4200
Sale 1,395 49.8500
Sale 145 49.4100
Sale 100 49.2000
Sale 50 49.4100
Sale 27,900 49.3222
Sale 120 49.4100
Sale 1,210 49.8500
Sale 150 49.2000
Sale 240 48.2468
Sale 100 49.4832
Sale 61 49.5700
Sale 482 49.4600
Sale 140 49.4100
Sale 60 49.4100
Sale 192 48.2468
Sale 100 49.4120
Sale 6,789 49.4888
Sale 50 49.1900
Sale 115 49.7600
Sale 20,431 49.8500
Sale 50 49.4100
Sale 115 49.1700
Sale 19,600 49.4852
Sale 50 49.4100
Sale 40,000 49.8500
Sale 75 49.7500
Sale 57 49.4100
Sale 134,109 49.0850
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 6941 49.2626
CFD Short 8400 49.3922
CFD Short 30034 49.4663
CFD Short 3900 49.61
CFD Short 11660 49.6461
CFD Short 2475 49.6642
CFD Short 1418 49.85
CFD Long 27900 49.3222
CFD Long 1361 49.3586
CFD Long 200 49.3619
CFD Long 109919 49.4076
CFD Long 44383 49.4604
CFD Long 19600 49.4851
CFD Long 6789 49.4888
CFD Long 61 49.57
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 26 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased 20,000 52.0000 AMER 18/04/2008
Option Purchased 20,000 54.0000 AMER 18/04/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -10 5,200.0000 EURO 19/12/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk