Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,429,606 4.65% 1,110,069 0.11%
securities
(2) Derivatives 793,339 0.08% 1,763,175 0.18%
(other than
options)
(3) Options and 101,400 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,324,345 4.74% 2,974,544 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,000 46.9006
Purchase 2,780 46.9335
Purchase 146,985 47.5434
Purchase 5,240 47.4280
Purchase 261 46.2000
Purchase 167,966 46.2063
Purchase 28,100 47.5085
Purchase 41,992 46.3900
Purchase 4,000 45.9000
Purchase 62,987 46.3900
Purchase 62,987 45.9000
Purchase 418 45.9000
Purchase 49,198 45.8381
Purchase 12,065 47.5623
Purchase 35,000 47.6051
Purchase 3,489 46.4069
Sale 15,141 46.2749
Sale 19,432 46.4962
Sale 167,966 46.2063
Sale 880 46.7422
Sale 3,391 45.9611
Sale 54 47.3742
Sale 7,860 45.9827
Sale 1,144 47.6452
Sale 8,178 45.9865
Sale 23 47.3263
Sale 52 46.6605
Sale 28 Transfer
Sale 36,001 46.9086
Sale 35,000 47.6051
Sale 200 47.3447
Sale 12,808 45.9000
Sale 300 46.7200
Sale 125 47.7321
Sale 641 45.9000
Sale 15,356 46.4115
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 3391 45.961
CFD Long 8178 45.9865
CFD Long 15141 46.2748
CFD Long 15356 46.4115
CFD Long 19432 46.4961
CFD Long 880 46.7422
CFD Long 36001 46.9086
CFD Long 35000 47.6051
CFD Long 1144 47.6452
CFD Short 49198 45.838
CFD Short 3489 46.4068
CFD Short 1000 46.9006
CFD Short 2780 46.9334
CFD Short 4996 47.4571
CFD Short 28100 47.5085
CFD Short 146985 47.5434
CFD Short 12065 47.5623
CFD Short 35000 47.6051
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 300 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased 200 5,000.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -200 7,000.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -300 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk