Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,224,767 4.63% 1,075,782 0.11%
securities
(2) Derivatives 720,413 0.07% 2,086,295 0.21%
(other than
options)
(3) Options and 101,400 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,046,580 4.71% 3,263,377 0.33%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 17,759 45.4367
Purchase 37 44.8758
Purchase 7,336 45.4143
Purchase 6,644 45.3500
Purchase 7,500 45.3500
Purchase 91,776 45.3109
Purchase 12,000 45.1370
Purchase 14,130 45.3609
Purchase 3,109 45.3333
Purchase 668 Transfer
Purchase 11,337 20.0048
Purchase 110,287 45.1820
Purchase 5,903 45.2223
Purchase 2,395 45.3775
Purchase 1,604 45.3775
Purchase 1,105 44.9588
Purchase 15,260 45.2305
Purchase 200 45.1960
Purchase 1,300 45.0449
Purchase 32,000 45.9000
Purchase 425 45.3500
Purchase 5,439 45.3775
Purchase 19,342 45.6037
Purchase 1,400 45.0449
Purchase 13,660 45.4521
Purchase 500 45.1780
Purchase 110 44.9258
Purchase 11,834 45.3500
Purchase 2,225 45.0276
Sale 26 45.1863
Sale 23 44.9463
Sale 2,030 45.1623
Sale 26,156 45.4080
Sale 3,105 45.4297
Sale 19,342 45.6037
Sale 4,192 45.3978
Sale 9,000 48.0264
Sale 4,900 45.2861
Sale 982 45.3072
Sale 200 44.9484
Sale 553 45.2681
Sale 1,743 44.8762
Sale 1,190 45.2680
Sale 3,712 45.2683
Sale 420 45.2721
Sale 473 45.2700
Sale 668 45.2671
Sale 218 45.3600
Sale 10,132 45.0487
Sale 200 45.2021
Sale 23 45.0800
Sale 50 44.8464
Sale 2,200 45.3632
Sale 75 44.8121
Sale 105 45.0700
Sale 65 45.5805
Sale 115 45.1820
Sale 218 45.2746
Sale 245 45.2749
Sale 4,617 45.3500
Sale 200 44.8463
Sale 200 44.9184
Sale 800 45.5432
Sale 503,901 Transfer
Sale 45 44.8462
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2030 45.1623
CFD Long 4900 45.2861
CFD Long 982 45.3071
CFD Long 2200 45.3631
CFD Long 26156 45.4079
CFD Long 3105 45.4296
CFD Long 800 45.5432
CFD Long 19342 45.6036
CFD Long 9000 48.0264
CFD Short 83800 44.9886
CFD Short 2225 45.0276
CFD Short 42888 45.0352
CFD Short 422 45.1281
CFD Short 12000 45.1369
CFD Short 110287 45.1819
CFD Short 5903 45.2223
CFD Short 15260 45.2305
CFD Short 91776 45.3108
CFD Short 3109 45.3333
CFD Short 14130 45.3609
CFD Short 17759 45.4367
CFD Short 13660 45.452
CFD Short 19342 45.6036
CFD Short 32000 45.9
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 300 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased 200 5,000.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -200 7,000.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -300 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk