Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,328,323 4.64% 942,741 0.09%
securities
(2) Derivatives 575,233 0.06% 2,045,035 0.20%
(other than
options)
(3) Options and 101,400 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 47,004,956 4.71% 3,089,076 0.31%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 80,000 46.7196
Purchase 386 45.6891
Purchase 2,316 46.3690
Purchase 32,132 46.4216
Purchase 35,120 46.4933
Purchase 386 47.3313
Purchase 57,075 46.1840
Purchase 1,535 46.6702
Purchase 2,255 46.5531
Purchase 20,500 46.5105
Purchase 5,393 46.6352
Purchase 1,551 46.3690
Purchase 12,525 45.3500
Purchase 8,554 46.4890
Purchase 90 45.9196
Purchase 2,527 46.5800
Purchase 609 46.5800
Purchase 42 Transfer
Purchase 52,126 46.6040
Purchase 5,258 46.3690
Purchase 12,525 46.5800
Purchase 1,000 46.5780
Purchase 12,036 46.3162
Sale 7,751 46.5514
Sale 12,525 45.3500
Sale 386 47.3313
Sale 42 Transfer
Sale 3,700 Transfer
Sale 528 Transfer
Sale 900 46.5490
Sale 15,470 46.6814
Sale 2,600 46.5561
Sale 2,473 46.5800
Sale 45 59.0000 EUR
Sale 221 46.4100
Sale 250 46.3684
Sale 175 46.3142
Sale 130 46.3124
Sale 300 45.9900
Sale 800 45.9431
Sale 33,363 46.5463
Sale 15,000 46.5800
Sale 12,120 46.3755
Sale 12 46.3684
Sale 2,527 46.5800
Sale 116,866 46.4811
Sale 76 Transfer
Sale 1,600 46.4275
Sale 12,525 46.5800
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 800 45.9431
CFD Long 300 45.99
CFD Long 12120 46.3755
CFD Long 1600 46.4275
CFD Long 116866 46.4811
CFD Long 33363 46.5463
CFD Long 900 46.549
CFD Long 7751 46.5513
CFD Long 2600 46.5561
CFD Long 15470 46.6814
CFD Short 57075 46.1839
CFD Short 32132 46.4215
CFD Short 8554 46.4889
CFD Short 20500 46.5105
CFD Short 2255 46.553
CFD Short 1000 46.578
CFD Short 52126 46.6039
CFD Short 5393 46.6351
CFD Short 1535 46.6702
CFD Short 80000 46.7195
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 300 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased 200 5,000.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -200 7,000.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -300 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk