Rule 8.3 - RIO TINTO PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 August 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,423,078 4.65% 825,166 0.08%
securities
(2) Derivatives 454,380 0.05% 1,880,440 0.19%
(other than
options)
(3) Options and 101,400 0.01% 101,300 0.01%
agreements to
purchase/sell
Total 46,978,858 4.71% 2,806,906 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,600 48.3700
Purchase 80 48.9576
Purchase 175 49.0368
Purchase 65,748 48.6466
Purchase 12,000 45.1370
Purchase 3,060 48.2112
Purchase 17,910 48.2400
Purchase 8,384 48.2500
Purchase 215 48.2146
Purchase 3,300 48.0077
Purchase 31,427 48.0000
Purchase 30,972 48.3981
Purchase 1,713,465 Transfer
Purchase 24,000 48.8200
Purchase 16,300 48.2593
Purchase 100,000 48.0000
Purchase 48 Transfer
Purchase 21 49.2416
Purchase 4,000 48.1403
Purchase 80 49.1300
Purchase 578 48.9704
Purchase 648 48.2146
Purchase 27,842 48.0000
Purchase 2,654 48.0000
Purchase 100 49.1584
Purchase 339 48.9704
Purchase 9,185 48.0000
Sale 114 49.2300
Sale 2,382 48.5330
Sale 48 Transfer
Sale 925 Transfer
Sale 1,345 48.9631
Sale 2,967 48.9249
Sale 1,642 48.6016
Sale 2,284 48.6995
Sale 11,528 48.8618
Sale 2,498 48.6465
Sale 1,600 47.9828
Sale 4 48.8384
Sale 2,654 48.0000
Sale 71,462 48.8998
Sale 28,441 48.7160
Sale 2,315 48.4566
Sale 275 48.1500
Sale 10,032 48.0000
Sale 215 48.3739
Sale 546 49.2300
Sale 1,001 49.2300
Sale 289 49.2420
Sale 250 48.9442
Sale 250 48.7905
Sale 200 45.9365
Sale 2,268 48.5000
Sale 100 48.9642
Sale 180 Transfer
Sale 3,412 49.2300
Sale 125 48.0700
Sale 20 49.0142
Sale 4,956 48.9768
Sale 4,137 48.3739
Sale 40 48.7128
Sale 105,146 48.6610
Sale 40 48.7000
Sale 1,713,465 Transfer
Sale 200 46.2900
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1600 47.9828
CFD Long 18013 48
CFD Long 2315 48.4565
CFD Long 2382 48.5329
CFD Long 1642 48.6016
CFD Long 2498 48.6465
CFD Long 105146 48.6609
CFD Long 2284 48.6995
CFD Long 40 48.7127
CFD Long 28441 48.716
CFD Long 71462 48.8998
CFD Long 4956 48.9768
CFD Short 12000 45.1369
CFD Short 18013 48
CFD Short 3300 48.0076
CFD Short 4000 48.1402
CFD Short 3060 48.2111
CFD Short 17910 48.24
CFD Short 16300 48.2593
CFD Short 1600 48.37
CFD Short 30972 48.3981
CFD Short 65748 48.6466
CFD Short 24000 48.82
CFD Short 134 48.9254
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 August 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 100,000 56.0000 AMER 18/12/2009
Option Purchased -100,000 64.0000 AMER 21/11/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 300 5,000.0000 EURO 19/12/2008
Option Purchased 200 5,000.0000 EURO 19/09/2008
Option Purchased 200 5,000.0000 EURO 19/12/2008
Option Purchased -135 5,200.0000 EURO 19/12/2008
Option Purchased -145 5,200.0000 EURO 19/12/2008
Option Purchased -200 7,000.0000 EURO 19/12/2008
Option Purchased -250 5,200.0000 EURO 19/09/2008
Option Purchased -270 6,400.0000 EURO 19/12/2008
Option Purchased -300 7,000.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk