Rule 8.3 - RIO TINTO
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,667,903 4.68% 2,692,404 0.27%
securities
(2) Derivatives 3,727,660 0.37% 808,661 0.08%
(other than
options)
(3) Options and 3,206 0.00% 702,831 0.07%
agreements to
purchase/sell
Total 50,398,769 5.05% 4,203,896 0.42%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,232 54.8588
Purchase 10,434 53.2129
Purchase 1,639 43.68
Purchase 230 44.1677
Purchase 100 51.64
Purchase 4,840 53.2077
Purchase 437 52.96
Purchase 14,000 52.8114
Purchase 5,728 51.6201
Purchase 8,572 53.2091
Purchase 518 54.65
Purchase 3,675 53.2082
Purchase 230 44.1677
Purchase 130,297 52.5566
Purchase 584 54.65
Purchase 247 54.65
Purchase 1,224 54.65
Purchase 8,688 53.8873
Purchase 5,918 53.2089
Purchase 6,994 52.96
Purchase 335 54.65
Purchase 623 54.65
Purchase 342,214 54.8588
Purchase 1,540 54.65
Purchase 15,562 54.65
Purchase 1,946 53.2027
Purchase 1,514 54.65
Purchase 2,573 53.2026
Purchase 12,400 53.4246
Purchase 1,449 54.8589
Purchase 10,131 54.8588
Purchase 504 53.2058
Purchase 4,483 53.2073
Purchase 24,135 54.8588
Purchase 886 54.65
Purchase 4,693 54.8588
Purchase 4,857 54.8589
Purchase 3,043 54.8589
Purchase 18,250 54.8588
Purchase 8,380 54.8588
Purchase 11,874 54.65
Purchase 160,490 52.8568
Purchase 1,116 54.65
Purchase 200,000 52.9728
Purchase 583 54.65
Purchase 1,170 54.65
Purchase 8,684 53.2103
Purchase 547 53.2058
Purchase 770 54.65
Purchase 37,675 54.65
Purchase 289,649 53.2119
Purchase 1,356 54.65
Purchase 10,619 54.8588
Purchase 2,009 54.65
Purchase 11,648 53.213
Purchase 3,144 53.2061
Purchase 409 54.65
Purchase 119,634 53.2117
Purchase 1,660 54.65
Purchase 5,717 54.8589
Purchase 8,986 53.2113
Purchase 6,991 54.8588
Purchase 4,112 53.2072
Purchase 2,658 54.65
Purchase 10,260 54.8588
Purchase 20,428 53.2118
Purchase 478 54.65
Purchase 5,297 54.8588
Purchase 100,841 43.5
Purchase 483 53.2058
Purchase 7,092 53.2091
Purchase 66,592 54.8588
Purchase 8,557 53.2089
Purchase 91,277 53.2116
Purchase 3,928 54.8589
Purchase 8,800 54.8588
Purchase 68,889 43.5
Purchase 939 54.65
Purchase 3,973 53.2078
Purchase 2,298 54.8589
Purchase 107,847 54.8588
Purchase 433 54.65
Purchase 1,390 53.2058
Purchase 1,130 54.65
Purchase 4,489 53.2081
Purchase 238 44.1677
Purchase 12,760 53.2123
Purchase 109 54.9
Purchase 969 54.65
Purchase 1,611 53.2058
Purchase 922 54.65
Purchase 1,683 54.8588
Purchase 13,992 54.8588
Purchase 1,901 53.202
Purchase 253 54.65
Purchase 630 54.65
Purchase 2,248 54.8588
Purchase 40,000 52.1423
Purchase 23,000 45.1899
Purchase 3,712 54.8589
Purchase 3,366 54.9003
Purchase 13,760 54.8588
Purchase 3,326 53.206
Purchase 7,332 54.65
Purchase 15,077 54.8588
Purchase 91,000 49.602
Purchase 4,429 53.2084
Purchase 12,326 54.8588
Purchase 1,114 54.65
Purchase 56,363 53.2115
Purchase 536 54.65
Purchase 7,959 53.3406
Purchase 4,341 54.8588
Purchase 528 54.8592
Purchase 983 54.859
Purchase 4,785 53.2076
Purchase 15 43.6873
Purchase 1,277 54.859
Purchase 11,843 53.2131
Purchase 200,000 52.9728
Purchase 15,447 53.2124
Purchase 501 54.8592
Purchase 6,798 53.2091
Purchase 4,393 52.96
Purchase 141,345 54.8588
Purchase 92 43.5
Purchase 8,031 54.8588
Purchase 278 44.2314
Purchase 576 54.65
Purchase 375 54.65
Purchase 10,110 54.8588
Purchase 3,393 54.8588
Purchase 7,449 53.2093
Purchase 5,656 54.8588
Purchase 5,304 54.8588
Purchase 2,871 53.2047
Sale 95 53.45
Sale 40 52.7
Sale 60 53.7567
Sale 60 52.7
Sale 158 55.7
Sale 100 52.7
Sale 65 56.99
Sale 100 56.43
Sale 200 53.7566
Sale 100 56.4
Sale 50 52.7
Sale 80 56.4
Sale 100 53.39
Sale 100 56.4
Sale 75 56.4
Sale 100 52.7
Sale 75 53.45
Sale 150 52.7
Sale 60 52.7
Sale 100 53.49
Sale 400 55.7
Sale 90 53.7566
Sale 50 53.7566
Sale 100 53.7566
Sale 650 53.37
Sale 100 53.7566
Sale 80 52.7
Sale 65 53.7566
Sale 300 53.7566
Sale 75 53.7565
Sale 10,722 45.3703
Sale 25 52.8536
Sale 65 52.7
Sale 50 55.7
Sale 75 56.4
Sale 40 53.685
Sale 50 56.4
Sale 2,251 43.68
Sale 200 56.4
Sale 100 56.4
Sale 100 53.7566
Sale 100 53.7566
Sale 60 52.7
Sale 15,810 45.3052
Sale 50 53.7566
Sale 75 52.7
Sale 100 56.4
Sale 50 56.4
Sale 150 56.4
Sale 80 52.7
Sale 100 53.7566
Sale 30 55.0237
Sale 115 52.7
Sale 50 53.7566
Sale 100 53.7566
Sale 255,458 43.5
Sale 90 54.75
Sale 61 53.7566
Sale 52,759 49.1207
Sale 175 52.565
Sale 85 53.7566
Sale 200 56.4
Sale 124 43.97
Sale 100 56.4
Sale 80 52.7
Sale 55 55.1125
Sale 95 54.4913
Sale 100 55.1125
Sale 350 52.6837
Sale 135 54.9062
Sale 150 54.4913
Sale 100 53.37
Sale 100 56.99
Sale 100 54.765
Sale 63 53.7567
Sale 25,637 43.5
Sale 100 53.7566
Sale 100 56.4
Sale 75 56.4
Sale 50 53.7566
Sale 50 53.7566
Sale 75 52.7
Sale 75 53.7565
Sale 75 53.7565
Sale 75 53.6851
Sale 100 56.4
Sale 8,579 43.5
Sale 125 53.7566
Sale 641,386 54.8915
Sale 50 53.7566
Sale 1,710 44.1884
Sale 125 53.7566
Sale 175 53.7566
Sale 245 54.8637
Sale 45 52.8538
Sale 125 55.7
Sale 75 55.7
Sale 80 53.7566
Sale 160 53.7566
Sale 80 54.75
Sale 200 53.7566
Sale 95 54.4913
Sale 70 52.37
Sale 65 52.37
Sale 100 53.7566
Sale 60 53.7567
Sale 75 56.4
Sale 93 52.7
Sale 250 54.9812
Sale 125 53.7566
Sale 60 53.7567
Sale 75 52.7
Sale 575 53.7566
Sale 102 53.7566
Sale 75 56.4
Sale 100 52.7
Sale 100 56.4
Sale 75 53.7565
Sale 60 53.7567
Sale 50 56.4
Sale 130 53.37
Sale 75 52.37
Sale 100 53.7566
Sale 250 53.7566
Sale 113,580 43.5
Sale 120 54.75
Sale 625 53.7566
Sale 75 53.7565
Sale 70 52.7
Sale 100 53.7566
Sale 14,000 52.756
Sale 165 52.7
Sale 100 56.4
Sale 100 56.4
Sale 75 56.99
Sale 750 56.4
Sale 155 55.7
Sale 200 53.37
Sale 200 53.37
Sale 50 56.4
Sale 180 53.7566
Sale 28 52.7
Sale 50 53.7566
Sale 250 56.4
Sale 50 53.7566
Sale 100 56.4
Sale 50 53.7566
Sale 500 55.7
Sale 100 53.37
Sale 150 53.7566
Sale 250 53.37
Sale 75 56.4
Sale 25 53.6852
Sale 25 53.7736
Sale 50 44.7748
Sale 200 53.49
Sale 75 56.4
Sale 150 56.4
Sale 100 53.7566
Sale 250 55.7
Sale 100 52.7
Sale 95 53.45
Sale 50 53.39
Sale 45 56.4
Sale 100 53.7566
Sale 175 53.7566
Sale 39,600 43.5
Sale 200 56.4
Sale 40 54.75
Sale 100 56.4
Sale 100 53.7566
Sale 200 53.7566
Sale 100 54.4913
Sale 75 56.4
Sale 85 53.7566
Sale 50 53.7566
Sale 60 54.4913
Sale 95 53.45
Sale 100 53.7566
Sale 100 56.4
Sale 75 53.7565
Sale 275 53.49
Sale 100 56.4
Sale 90 54.4913
Sale 285 55.7
Sale 100 56.4
Sale 75 56.4
Sale 60 52.7
Sale 100 56.4
Sale 700 55.7287
Sale 100 52.7
Sale 55 52.7
Sale 50 56.4
Sale 75 53.7565
Sale 150 54.7625
Sale 313 53.7566
Sale 95 54.4913
Sale 75 53.7565
Sale 75 53.49
Sale 50 52.7
Sale 170 52.7
Sale 78,207 43.5
Sale 100 53.7566
Sale 372 Transfer
Sale 75 56.99
Sale 100 56.4
Sale 75 56.99
Sale 100 56.4
Sale 60 52.7
Sale 1,500 54.82
Sale 75 53.7565
Sale 60 52.37
Sale 50 54.75
Sale 400 55.7
Sale 315 53.7566
Sale 50 53.7566
Sale 130 53.4912
Sale 59,000 43.5
Sale 450 53.85
Sale 50 53.7566
Sale 1,575 53.7566
Sale 100 54.75
Sale 50 53.7566
Sale 100 53.7566
Sale 100 56.4
Sale 700 54.82
Sale 80 52.7
Sale 77 44.1075
Sale 350 54.82
Sale 100 53.7566
Sale 100 56.4
Sale 125 53.7566
Sale 95 53.45
Sale 100 53.7566
Sale 50 56.4
Sale 500 53.49
Sale 100,841 43.5
Sale 100 56.4
Sale 175 53.7566
Sale 60 53.7567
Sale 400 55.7
Sale 80 56.99
Sale 50 55.1126
Sale 500 52.8625
Sale 60 52.7
Sale 135 53.7566
Sale 75 56.4
Sale 100 53.39
Sale 100 51.46
Sale 160 53.7566
Sale 80 53.7566
Sale 100 53.7566
Sale 175 53.7566
Sale 80 52.7
Sale 150 56.4
Sale 125 55.7
Sale 20,498 43.5
Sale 85 53.7566
Sale 280 54.9062
Sale 100 56.4
Sale 50 53.7566
Sale 175 54.4913
Sale 300 55.17
Sale 36 52.7
Sale 150 54.4913
Sale 135 56.3
Sale 75 56.4
Sale 75 56.4
Sale 80 52.7
Sale 1,100 52.78
Sale 95 54.4913
Sale 110 53.7566
Sale 150 54.8137
Sale 150 56.4
Sale 66 56.99
Sale 65 53.7566
Sale 63 53.7567
Sale 70 53.7566
Sale 89,767 55.6443
Sale 70 52.7
Sale 75 56.4
Sale 100 56.4
Sale 81 53.7565
Sale 75 53.7565
Sale 50 56.4
Sale 95 53.45
Sale 60 52.7
Sale 100 53.7566
Sale 100 53.7566
Sale 100 56.99
Sale 50 56.4
Sale 75 53.7565
Sale 100 56.4
Sale 90 52.7
Sale 50 53.7566
Sale 130 52.7
Sale 65 53.7566
Sale 250 53.685
Sale 98 53.7566
Sale 50 52.7
Sale 65 53.7566
Sale 50 53.685
Sale 75 56.99
Sale 75 53.7565
Sale 60 52.7
Sale 440 55.17
Sale 50 52.7
Sale 54,073 53.0479
Sale 400 55.7
Sale 40 54.75
Sale 50 56.4
Sale 400 56.4
Sale 100 53.7566
Sale 200,000 52.9728
Sale 60 53.7567
Sale 150 53.7566
Sale 50 52.7
Sale 100 53.7566
Sale 450 55.68
Sale 73 56.4
Sale 45 52.7
Sale 365 53.7566
Sale 90 52.7
Sale 225 53.7566
Sale 75 54.4913
Sale 60 52.7
Sale 125 56.4
Sale 75 56.99
Sale 230 45.23
Sale 100 53.7566
Sale 200 55.17
Sale 100 55.7
Sale 56 52.7
Sale 100 53.7566
Sale 70 53.7566
Sale 200 52.7
Sale 15 54.9907
Sale 100 56.4
Sale 10,500 54.4
Sale 75 53.7565
Sale 60 56.4
Sale 125 55.7
Sale 102 56.4
Sale 25 53.6852
Sale 200 53.7566
Sale 37,640 55.6704
Sale 100 53.37
Sale 500 44.1406
Sale 95 54.4913
Sale 80 56.99
Sale 92 43.5
Sale 700 54.82
Sale 68,889 43.5
Sale 75 53.7565
Sale 50 53.39
Sale 95 54.4913
Sale 60 52.7
Sale 75 56.4
Sale 65 53.9
Sale 125 56.4
Sale 175 53.7566
Sale 500 44.1406
Sale 177 44.54
Sale 70 52.37
Sale 100 53.7566
Sale 100 56.4
Sale 50 56.4
Sale 50 54.75
Sale 75 55.7
Sale 50 53.39
Sale 95 53.45
Sale 153 55.3012
Sale 200 55.17
Sale 65 53.7566
Sale 115 52.7
Sale 200 55.17
Sale 80 53.7566
Sale 950 53.45
Sale 150 53.685
Sale 221 54.8232
Sale 420 54.8562
Sale 45 52.7
Sale 60 53.685
Sale 5,000 54.4
Sale 100 53.7566
Sale 65 52.7
Sale 95 53.9
Sale 85 53.7566
Sale 95 54.4913
Sale 70 53.7566
Sale 80 53.34
Sale 50 53.7566
Sale 75 53.7565
Sale 132 56.4
Sale 270 53.7566
Sale 65 52.37
Sale 75 53.7565
Sale 40 54.75
Sale 153 55.1825
Sale 198 53.9
Sale 270 54.8962
Sale 100 56.4
Sale 65 52.37
Sale 50 53.7566
Sale 100 52.7
Sale 21 52.8538
Sale 50 53.7566
Sale 200 53.39
Sale 100 53.7566
Sale 75 56.4
Sale 130 52.7
Sale 200 53.7566
Sale 375 53.7566
Sale 100 56.4
Sale 150 53.7566
Sale 50 56.4
Sale 200 56.4
Sale 50 52.5862
Sale 76,328 43.5
Sale 50 55.3126
Sale 84 53.7565
Sale 75 56.4
Sale 75 53.7565
Sale 75 54.6
Sale 100 53.955
Sale 180 52.7
Sale 75 53.7565
Sale 75 53.7565
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
08/11/2007 Sale 50 52.7000
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 15 43.6873
CFD Short 23000 45.1899
CFD Short 5728 51.6201
CFD Short 100 51.64
CFD Short 130297 52.5565
CFD Short 14000 52.8113
CFD Short 160490 52.8567
CFD Short 200000 52.9728
CFD Short 7959 53.3405
CFD Short 8688 53.8872
CFD Long 15810 45.3052
CFD Long 10722 45.3703
CFD Long 52759 49.1206
CFD Long 14000 52.756
CFD Long 1100 52.78
CFD Long 11570 53.3325
CFD Long 51250 53.4246
CFD Long 221 54.8231
CFD Long 641386 54.8915
CFD Long 15 54.9906
CFD Long 29479 55.3393
CFD Long 37640 55.6704
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 4,200.0000 EURO 16/11/2007
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased -225 4,500.0000 EURO 16/11/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk