Rule 8.3 - RIO TINTO
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 46,320,952 4.65% 2,902,226 0.29%
securities
(2) Derivatives 4,173,570 0.42% 1,047,661 0.11%
(other than
options)
(3) Options and 3,206 0.00% 702,831 0.07%
agreements to
purchase/sell
Total 50,497,728 5.06% 4,652,718 0.47%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 200,000 56.0701
Purchase 4,849 56.3969
Purchase 1,237 56.9984
Purchase 400 57.2897
Purchase 5,605 55.8458
Purchase 7,723 56.3506
Purchase 200,000 56.0701
Purchase 1,900 56.3498
Purchase 53,000 56.3868
Purchase 6,074 55.7983
Purchase 3,148 56.24
Purchase 16,573 56.9287
Purchase 2,184 56.7622
Purchase 2,625 57.0767
Purchase 65,195 56.7622
Purchase 377 45.6468
Sale 80 57.265
Sale 4,907 55.6118
Sale 100 57.54
Sale 140 56.48
Sale 100 57.5412
Sale 150 57.6
Sale 100 57.6
Sale 70 57.6
Sale 150 56.48
Sale 400 56.48
Sale 300 56.48
Sale 275 56.48
Sale 178 56.35
Sale 210 56.48
Sale 120 57.5062
Sale 50 57.54
Sale 50 56.9826
Sale 120 57.6
Sale 120 56.48
Sale 50 56.47
Sale 100 56.48
Sale 200 57.6
Sale 150 56.48
Sale 75 57.6
Sale 2,916 56.71
Sale 180 56.6812
Sale 50 57.4912
Sale 250 57.6
Sale 1,837 56.71
Sale 135 56.48
Sale 100 56.48
Sale 23 Transfer
Sale 230 56.48
Sale 270 56.48
Sale 300 56.48
Sale 200 56.48
Sale 135 56.48
Sale 200 56.48
Sale 60 57.6
Sale 135 57.6
Sale 250 56.48
Sale 300 56.48
Sale 265 56.48
Sale 74 57.6
Sale 200 56.48
Sale 245 56.48
Sale 157 56.48
Sale 120 56.48
Sale 88,048 56.3463
Sale 150 56.6137
Sale 130 57.6
Sale 125 57.6
Sale 290 57.6
Sale 150 56.48
Sale 100 56.48
Sale 320,600 56.3892
Sale 170 56.48
Sale 100 57.6
Sale 185 57.6
Sale 56 57.0138
Sale 140 56.48
Sale 170 56.48
Sale 280 56.48
Sale 180 56.48
Sale 100 57.54
Sale 110 56.48
Sale 200 57.6
Sale 130 57.6
Sale 220 56.48
Sale 125 57.6
Sale 200 56.48
Sale 180 56.48
Sale 150,000 56.3534
Sale 200 56.48
Sale 2,896 56.7
Sale 125 56.7062
Sale 54 56.48
Sale 200 56.48
Sale 100 57.6
Sale 50 57.6
Sale 250 57.6
Sale 250 56.48
Sale 199 57.6
Sale 110 56.48
Sale 222 57.6
Sale 137 56.48
Sale 75 57.6
Sale 75 57.6
Sale 202 56.48
Sale 195 56.48
Sale 150 57.6
Sale 300 57.54
Sale 12,654 55.1913
Sale 105 56.48
Sale 500 56.48
Sale 70 57.6
Sale 65 56.48
Sale 180 57.6
Sale 500 56.48
Sale 100 54
Sale 150 57.6
Sale 150 57.6
Sale 175 56.48
Sale 169 57.6
Sale 150 57.6
Sale 125 57.6
Sale 88 57.6
Sale 110 56.7537
Sale 23 Transfer
Sale 370 56.48
Sale 17,969 56.24
Sale 350 56.48
Sale 150 56.48
Sale 100 57.6
Sale 8,525 56.2436
Sale 100 57.6
Sale 100 56.0087
Sale 160 54.6975
Sale 125 57.6
Sale 250 56.48
Sale 530 56.6812
Sale 11,176 56.6371
Sale 400 56.48
Sale 22 57.0452
Sale 175 56.48
Sale 99 56.35
Sale 320 56.48
Sale 360 56.48
Sale 350 56.48
Sale 120 56.48
Sale 5,238 56.4003
Sale 148 56.48
Sale 150 57.6
Sale 200 56.48
Sale 185 56.48
Sale 160 56.48
Sale 275 57.6
Sale 195 57.6
Sale 235 56.48
Sale 165 56.48
Sale 100 57.0412
Sale 150 56.48
Sale 130 57.6
Sale 300 56.48
Sale 250 56.48
Sale 350 56.48
Sale 377 45.6468
Sale 16 56.0152
Sale 100 57.5412
Sale 55 57.54
Sale 140 56.48
Sale 117 56.48
Sale 250 56.48
Sale 80 57.335
Sale 200 56.7075
Sale 250 57.6
Sale 100 56.48
Sale 2,015 56.9213
Sale 46 57.6
Sale 69 57.4424
Sale 200 57.6
Sale 200 56.48
Sale 175 57.6
Sale 205 56.48
Sale 150 57.6
Sale 300 56.48
Sale 130 57.6
Sale 150 56.48
Sale 135 57.6
Sale 71 56.48
Sale 200 57.5412
Sale 300 56.48
Sale 377 57.94
Sale 230 56.48
Sale 24,480 56.79
Sale 210 56.48
Sale 165 54.6975
Sale 150 56.48
Sale 110 57.6
Sale 140 57.6
Sale 160 56.48
Sale 150 56.48
Sale 170 57.6
Sale 110 57.6
Sale 150 56.48
Sale 100 56.48
Sale 130 56.48
Sale 15,000 56.8035
Sale 150 56.48
Sale 170 56.48
Sale 200 57.6
Sale 150 57.6
Sale 127 56.48
Sale 147 57.6
Sale 175 56.48
Sale 120 57.6
Sale 230 56.48
Sale 250 56.48
Sale 104 57.6
Sale 26 56.48
Sale 250 57.6
Sale 160 57.6
Sale 200 56.48
Sale 140 57.6
Sale 175 57.6
Sale 250 56.48
Sale 200,000 56.0701
Sale 150 56.48
Sale 150 56.48
Sale 10,852 56.2302
Sale 200 56.48
Sale 5,400 Transfer
Sale 150 56.48
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 6074 55.7982
CFD Short 5605 55.8457
CFD Short 200000 56.0701
CFD Short 7723 56.3505
CFD Short 16573 56.9287
CFD Short 2625 57.0766
CFD Short 350 57.2896
CFD Short 50 57.2898
CFD Long 12654 55.1913
CFD Long 4907 55.6117
CFD Long 8525 56.2436
CFD Long 88048 56.3462
CFD Long 320600 56.3892
CFD Long 11176 56.637
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased -250 4,200.0000 EURO 16/11/2007
Option Purchased -225 4,500.0000 EURO 16/11/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased 250 3,300.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased 250 4,500.0000 EURO 21/12/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk