Rule 8.3 - RIO TINTO
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in RIO TINTO
Class of relevant security ORD GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 47,292,069 4.74% 2,453,644 0.25%
securities
(2) Derivatives 4,462,713 0.45% 1,535,385 0.15%
(other than
options)
(3) Options and 3,206 0.00% 702,831 0.07%
agreements to
purchase/sell
Total 51,757,988 5.19% 4,691,860 0.47%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 44,645 56.6121
Purchase 4,485 57.1501
Purchase 38,305 57.1501
Purchase 9,400 56.7622
Purchase 16,419 57.1501
Purchase 3,069 57.1501
Purchase 200,000 59.0220
Purchase 1,476 56.5800
Purchase 144,000 56.5800
Purchase 7,959 57.8913
Purchase 12,709 57.1501
Purchase 5,855 58.3277
Purchase 96,380 57.1501
Purchase 3,063 58.0744
Purchase 9,305 58.0744
Purchase 4,002 57.1501
Purchase 862 56.0100
Purchase 3,330 58.0744
Purchase 9,367 57.1501
Purchase 2,218 57.0507
Purchase 2,294 56.4241
Purchase 10,436 57.1501
Purchase 7,423 57.0506
Purchase 4,590 58.7436
Purchase 103,652 58.07
Purchase 2,218 57.0506
Purchase 2,452 58.0744
Purchase 49,170 57.1501
Purchase 24,300 56.2400
Purchase 7,423 57.0507
Purchase 19,066 57.1501
Purchase 7,375 57.1501
Purchase 14,403 57.5727
Purchase 5,785 57.1501
Purchase 2,456 58.0744
Purchase 159 54.0000
Purchase 10,122 58.2417
Purchase 2,190 58.0744
Purchase 200,000 59.0220
Purchase 12,917 57.0506
Purchase 1,044 58.0744
Purchase 139 52.1458
Purchase 9,163 57.1501
Purchase 2,291 58.0744
Purchase 3,276 57.0506
Purchase 1,407 57.4956
Purchase 103,652 58.2403
Purchase 12,339 58.0744
Purchase 235,515 57.1504
Purchase 46,993 57.1501
Purchase 103,652 58.07
Purchase 3,276 57.0507
Purchase 4,313 58.0744
Sale 91 58.8800
Sale 7,423 57.0506
Sale 100 57.3020
Sale 65 58.2150
Sale 80,020 57.0719
Sale 5,855 58.3277
Sale 762 56.9900
Sale 120 58.2225
Sale 150 58.2875
Sale 139 58.1500
Sale 52 58.2050
Sale 401 57.6145
Sale 5,022 57.5165
Sale 103 57.0200
Sale 37 58.0675
Sale 6 58.1405
Sale 2,218 57.0506
Sale 6,225 57.9522
Sale 5,855 58.3277
Sale 187 58.2200
Sale 18 58.1425
Sale 137 58.2150
Sale 150 58.2050
Sale 3,276 57.0506
Sale 200 57.9525
Sale 141,191 58.1670
Sale 108,371 58.2355
Sale 200,000 59.0220
Sale 203 57.0975
Sale 110 58.1350
Sale 82 56.7750
Sale 199 58.2500
Sale 742 58.0750
Sale 7,022 57.8013
Sale 65 58.2500
Sale 350 58.9512
Sale 139 52.1458
Sale 25,511 57.3342
Sale 1,900 56.3498
Sale 103,652 58.07
Sale 1,074 58.0131
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 2294 56.4241
CFD Short 144000 56.58
CFD Short 9400 56.7621
CFD Short 1407 57.4955
CFD Short 14403 57.5727
CFD Short 6322 57.8096
CFD Short 103652 58.06
CFD Short 3800 58.9605
CFD Short 200000 59.022
CFD Long 762 56.99
CFD Long 80020 57.0718
CFD Long 25511 57.3342
CFD Long 401 57.6145
CFD Long 7022 57.8012
CFD Long 6225 57.9522
CFD Long 141191 58.167
CFD Long 5855 58.3276
CFD Long 651 58.773
CFD Long 4144 58.8605
CFD Long 17361 58.9487
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 250 4,500.0000 EURO 21/12/2007
Option Purchased -300 3,800.0000 EURO 20/06/2008
Option Purchased -250 2,500.0000 EURO 20/06/2008
Option Purchased -250 4,200.0000 EURO 16/11/2007
Option Purchased -225 4,500.0000 EURO 16/11/2007
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 125 4,400.0000 EURO 20/06/2008
Option Purchased 250 3,000.0000 EURO 20/06/2008
Option Purchased -306 4,200.0000 EURO 21/12/2007
Option Purchased 250 3,800.0000 EURO 20/06/2008
Option Purchased -500 4,400.0000 EURO 21/12/2007
Option Purchased 306 4,800.0000 EURO 21/12/2007
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 350 4,600.0000 EURO 19/12/2008
Option Purchased 450 3,500.0000 EURO 21/12/2007
Option Purchased 500 5,200.0000 EURO 21/12/2007
Option Purchased -600,000 42.0000 AMER 21/12/2007
Option Purchased -100,000 30.0000 AMER 20/06/2008
Option Purchased -1,000 3,500.0000 EURO 21/12/2007
Option Purchased 250 3,300.0000 EURO 21/12/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk