Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 October 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 54,213,962 5.73% 21,053,050 2.23%
securities
(2) Derivatives 3,006,171 0.32% 544,286 0.06%
(other than
options)
(3) Options and 18,450,838 1.95% 521,489 0.06%
agreements to
purchase/sell
Total 75,670,971 8.00% 22,118,825 2.34%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit (GBP)
Purchase 5,000 7.575
Purchase 500 7.2895
Purchase 500 7.4938
Purchase 1,000 7.6447
Purchase 313 6.7038
Purchase 98,206 7.6049
Purchase 600 Transfer
Purchase 200 7.3903
Purchase 100 7.705
Purchase 840 7.56
Purchase 11 7.6297
Purchase 134 7.7421
Purchase 150 7.5897
Purchase 1,310 7.6297
Purchase 200 7.6488
Purchase 83,445 7.4687
Purchase 149 6.7192
Purchase 9,135 7.56
Purchase 2,092 6.39
Purchase 190,034 7.1884
Purchase 183 7.6297
Purchase 1,094 7.6197
Purchase 15 7.4653
Purchase 1,313 7.568
Purchase 12,331 7.6115
Purchase 500 7.6488
Purchase 255,073 7.6258
Purchase 15,095 7.3778
Purchase 13,072 7.5522
Purchase 2,000 7.635
Purchase 652 7.6597
Purchase 2,000 7.695
Purchase 299 7.61
Purchase 129 7.7271
Sale 650 7.65
Sale 710 7.645
Sale 2,222 7.63
Sale 370 7.625
Sale 670 7.64
Sale 371 7.645
Sale 1,310 7.635
Sale 765 7.615
Sale 1,750 7.625
Sale 365 7.63
Sale 834 6.6238
Sale 149 7.6146
Sale 627,942 6.7597
Sale 1,144 7.635
Sale 1,358 7.635
Sale 670 7.625
Sale 1,426 7.65
Sale 400 7.625
Sale 2,828 7.625
Sale 450 6.6165
Sale 750 7.615
Sale 1,480 7.625
Sale 420 7.64
Sale 1,399 7.61
Sale 1,004 7.63
Sale 1,485 7.615
Sale 400 7.625
Sale 500 7.615
Sale 1,308 7.645
Sale 1,428 7.64
Sale 500 7.7
Sale 610 7.65
Sale 700 7.625
Sale 1,000 7.7
Sale 835 7.625
Sale 2,474 7.62
Sale 1,360 7.65
Sale 700 7.63
Sale 500 7.645
Sale 700 7.625
Sale 1,394 7.64
Sale 2,000 7.645
Sale 555 7.64
Sale 1,408 7.65
Sale 782 7.625
Sale 680 7.615
Sale 580 7.615
Sale 619 7.615
Sale 16,299 7.63
Sale 2,190 7.61
Sale 700 7.63
Sale 1,402 7.635
Sale 1,050 7.625
Sale 900 7.615
Sale 1,600 7.63
Sale 520 7.7
Sale 1,000 7.7
Sale 440 7.7
Sale 1,260 6.6165
Sale 650 7.6303
Sale 6,241 7.625
Sale 971 7.615
Sale 34 7.63
Sale 718 7.635
Sale 1,275 7.625
Sale 650 7.7
Sale 2,000 7.63
Sale 600 7.63
Sale 3,314 7.63
Sale 1,380 7.635
Sale 1,500 7.65
Sale 1,382 7.645
Sale 505 7.625
Sale 1,359 7.63
Sale 2,163 7.61
Sale 1,080 7.7
Sale 835 7.615
Sale 415 7.615
Sale 600 7.645
Sale 600 7.615
Sale 498 7.645
Sale 1,583 7.56
Sale 317 7.64
Sale 650 7.6303
Sale 450 7.6203
Sale 261 7.6103
Sale 250 7.5661
Sale 3,000 7.565
Sale 658 7.7061
Sale 446 7.6353
Sale 500 7.6461
Sale 400 7.7296
Sale 5,000 7.66
Sale 156 7.6103
Sale 4,500 6.5137
Sale 211 7.6153
Sale 100 7.6303
Sale 1,364 7.5703
Sale 2,000 7.63
Sale 1,019 6.5312
Sale 165 6.565
Sale 600 7.5388
Sale 500 7.6253
Sale 1,000 7.6253
Sale 500 6.722
Sale 1,094 7.5603
Sale 2,013 7.57
Sale 1,738 7.615
Sale 1,000 7.62
Sale 530 7.5703
Sale 200 7.5603
Sale 100 7.6303
Sale 500 7.6303
Sale 1,493 7.6253
Sale 1,750 7.56
Sale 1,423 7.6711
Sale 86 7.6153
Sale 400 7.6403
Sale 416 7.6303
Sale 250 7.6153
Sale 1,250 7.5603
Sale 1,500 6.7171
Sale 1,192 7.6203
Sale 1,000 7.5653
Sale 184 7.6103
Sale 400 7.5703
Sale 373 7.6303
Sale 278 7.5603
Sale 353 7.6179
Sale 63 7.5153
Sale 675 7.65
Sale 4,776 7.57
Sale 1,291 6.4962
Sale 260 7.6103
Sale 356 7.6103
Sale 915 7.6303
Sale 1,400 7.6153
Sale 400 6.6811
Sale 73 7.562
Sale 4,000 6.4525
Sale 500 7.6253
Sale 200 7.5803
Sale 1,963 7.645
Sale 1,000 7.66
Sale 2,000 7.64
Sale 408 7.5653
Sale 500 7.412
Sale 1,309 7.6403
Sale 900 7.3196
Sale 4,711 7.555
Sale 795 6.5838
Sale 1,000 7.6153
Sale 400 7.625
Sale 5,000 7.645
Sale 484 6.6075
Sale 1,000 7.5611
Sale 340 7.6253
Sale 500 7.6153
Sale 2,132 7.65
Sale 775 7.6503
Sale 961 7.5553
Sale 350 7.6303
Sale 599 6.7511
Sale 320 6.5579
Sale 500 6.5411
Sale 357 7.6403
Sale 265 7.6403
Sale 33 7.6153
Sale 2,870 7.595
Sale 400 7.6203
Sale 268 7.2961
Sale 1,313 7.7555
Sale 2,274 7.55
Sale 500 7.6353
Sale 659 7.5503
Sale 150 7.317
Sale 500 7.615
Sale 690 7.615
Sale 635 7.7
Sale 430 7.625
Sale 1,000 7.63
Sale 1,438 7.625
Sale 555 7.625
Sale 1,000 7.645
Sale 945 7.625
Sale 1,350 7.65
Sale 1,900 7.625
Sale 1,007 7.625
Sale 1,200 7.63
Sale 660 7.65
Sale 20,053 7.625
Sale 1,010 7.64
Sale 600 7.63
Sale 3,899 7.65
Sale 2,357 7.63
Sale 1,349 7.6
Sale 391 7.625
Sale 1,280 7.7
Sale 750 7.625
Sale 11,079 7.63
Sale 13,118 7.63
Sale 1,185 7.63
Sale 550 7.63
Sale 1,373 7.635
Sale 1,100 7.65
Sale 775 7.625
Sale 376 7.625
Sale 1,837 7.64
Sale 1,000 7.625
Sale 1,000 7.625
Sale 1,500 7.63
Sale 600 7.625
Sale 620 7.625
Sale 875 7.625
Sale 2,433 7.635
Sale 680 7.63
Sale 1,250 7.625
Sale 1,000 7.625
Sale 1,100 7.625
Sale 625 7.615
Sale 815 7.63
Sale 15,095 7.3778
Sale 755 7.64
Sale 855 7.6503
Sale 300 6.6165
Sale 5,556 7.625
Sale 510 7.625
Sale 10,577 7.635
Sale 3,430 7.63
Sale 6,015 7.61
Sale 1,000 7.615
Sale 1,350 7.625
Sale 650 7.625
Sale 7,943 7.625
Sale 255,073 7.6258
Sale 580 7.615
Sale 800 7.625
Sale 906 7.635
Sale 315 7.65
Sale 750 7.65
Sale 4,866 7.5586
Sale 1,855 7.635
Sale 500 7.645
Sale 750 7.63
Sale 363 7.635
Sale 850 7.615
Sale 285 7.635
Sale 380 7.625
Sale 24,849 7.6009
Sale 800 7.625
Sale 550 6.6165
Sale 435 7.615
Sale 1,319 7.625
Sale 1,600 7.645
Sale 3,772 7.63
Sale 4,225 7.63
Sale 3,905 7.625
Sale 560 7.625
Sale 300 6.6165
Sale 630 7.645
Sale 4,637 7.645
Sale 1,000 7.625
Sale 1,675 7.645
Sale 865 7.615
Sale 850 7.625
Sale 1,085 7.625
Sale 1,275 7.65
Sale 545 7.625
Sale 1,000 7.625
Sale 2,512 7.645
Sale 3,766 7.625
Sale 1,380 7.64
Sale 1,000 7.7
Sale 1,250 7.625
Sale 879 7.625
Sale 800 7.64
Sale 15,095 7.3674
Sale 7,964 6.5971
Sale 1,500 7.645
Sale 1,295 6.4038
Sale 1,025 7.625
Sale 820 7.63
Sale 530 7.63
Sale 1,124 7.635
Sale 52,945 6.9526
Sale 325 7.73
Sale 750 7.625
Sale 1,393 7.65
Sale 780 7.63
Sale 725 7.63
Sale 129 7.625
Sale 1,773 7.6
Sale 2,000 7.625
Sale 780 7.615
Sale 900 6.6165
Sale 610 7.625
Sale 700 7.625
Sale 419 7.635
Sale 1,000 7.625
Sale 89,906 6.5935
Sale 372 7.63
Sale 870 7.645
Sale 1,000 7.615
Sale 600 7.73
Sale 2,005 7.59
Sale 600 7.63
Sale 901 7.7
Sale 18,578 7.625
Sale 969 7.645
Sale 3,495 7.63
Sale 470 7.645
Sale 510 7.645
Sale 1,627 7.63
Sale 640 7.625
Sale 1,465 7.625
Sale 800 7.645
Sale 650 7.615
Sale 83,332 7.4175
Sale 1,415 7.635
Sale 4,666 7.625
Sale 700 7.615
Sale 615 7.63
Sale 1,000 7.625
Sale 243 7.635
Sale 2,500 7.625
Sale 500 7.63
Sale 860 7.64
Sale 1,321 7.64
Sale 1,409 7.64
Sale 625 7.65
Sale 1,142 7.625
Sale 530 7.63
Sale 700 7.65
Sale 300 6.6165
Sale 750 7.615
Sale 1,600 7.645
Sale 1,000 7.65
Sale 700 7.7
Sale 800 7.7
Sale 1,000 7.645
Sale 922 7.64
Sale 3,605 7.63
Sale 900 7.7
Sale 700 7.63
Sale 830 7.625
Sale 800 7.625
Sale 3,527 7.645
Sale 6,235 7.635
Sale 450 6.6165
Sale 900 7.615
Sale 1,353 7.65
Sale 255 7.615
Sale 700 7.65
Sale 49 6.7192
Sale 700 7.625
Sale 1,500 6.6165
Sale 1,382 7.635
Sale 470 7.615
Sale 600 7.625
Sale 645 7.7
Sale 334,905 7.3766
Sale 550 7.64
Sale 403 7.63
Sale 800 7.645
Sale 6,239 7.625
Sale 450 6.6165
Sale 1,280 7.73
Sale 3,127 7.64
Sale 497 7.625
Sale 400 7.7
Sale 1,925 7.65
Sale 765 7.615
Sale 600 7.645
Sale 14,517 6.687
Sale 9,248 7.625
Sale 1,000 7.625
Sale 467 7.615
Sale 500 7.645
Sale 1,000 7.63
Sale 650 7.5553
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 50434 6.944
CFD Short 139600 7.2767
CFD Short 83445 7.4687
CFD Short 13072 7.5521
CFD Short 98206 7.6048
CFD Short 12331 7.6115
CFD Long 1295 6.4037
CFD Long 89906 6.5934
CFD Long 7964 6.5971
CFD Long 14517 6.6869
CFD Long 49 6.7191
CFD Long 627942 6.7596
CFD Long 52945 6.9525
CFD Long 83332 7.4174
CFD Long 4866 7.5585
CFD Long 24849 7.6008
CFD Long 255073 7.6257
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 18 October 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product name, Written or Number of Securities to Exercise Price Type, e.g. Expiry Date
e.g. call option Purchased which the option or (Note 2) American,
derivative relates European etc.
Option Purchased 17,985,546 6.3042 EURO 19/10/2007
Option Purchased 428,723 6.7513 EURO 06/11/2007
Option Purchased 36,569 7.0392 EURO 06/11/2007
Option Purchased -521,489 6.2020 EURO 25/10/2007