Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 October 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 53,736,507 5.68% 20,335,076 2.15%
securities
(2) Derivatives 3,041,114 0.32% 786,626 0.08%
(other than
options)
(3) Options and 18,995,907 2.01% 18,521,581 1.96%
agreements to
purchase/sell
Total 75,773,528 8.01% 39,643,283 4.19%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 200 7.6197
Purchase 3,255 7.6797
Purchase 500 7.6046
Purchase 2,000 7.645
Purchase 400 7.6492
Purchase 612 7.6596
Purchase 111 7.6075
Purchase 777 7.6742
Purchase 1,000 7.6044
Purchase 400 7.6592
Purchase 400 7.6894
Purchase 2,813 7.6146
Purchase 1,000 Transfer
Purchase 1,168 7.6597
Purchase 653 7.6046
Purchase 128 7.6884
Purchase 653 7.6494
Purchase 1,000 7.6147
Purchase 1,000 7.6647
Purchase 1,300 7.6897
Purchase 7,500 7.665
Purchase 2,876 7.6046
Purchase 2,014 7.575
Purchase 128 7.6644
Purchase 500 7.6696
Purchase 1,000 7.6484
Purchase 200 7.6447
Purchase 500 7.5947
Purchase 650 7.6159
Purchase 13,600 7.56
Purchase 326 7.5847
Purchase 280,000 7.4488
Purchase 1,327 7.63
Purchase 38 7.5275
Purchase 648 7.6497
Purchase 192,881 7.603
Purchase 104 7.6547
Purchase 3,928 7.575
Purchase 24,316 7.5772
Purchase 650 7.6159
Purchase 2,186 7.6865
Purchase 653 7.5942
Purchase 3,760 7.6159
Purchase 22,957 7.6063
Purchase 2,500 7.65
Purchase 261 7.59
Sale 380 7.6346
Sale 49 7.6004
Sale 745 7.6003
Sale 2,000 7.5303
Sale 159 7.6054
Sale 788 7.6253
Sale 3,029 7.6053
Sale 339 7.5904
Sale 1,074 7.5954
Sale 491 7.6003
Sale 5,000 7.675
Sale 262 7.5604
Sale 1,168 7.5808
Sale 203 7.5953
Sale 33 7.6054
Sale 650 7.5253
Sale 853 7.6008
Sale 67 7.6653
Sale 345 7.6253
Sale 500 7.6002
Sale 56 7.6003
Sale 600 7.5304
Sale 2,000 7.5404
Sale 225 7.6003
Sale 1,000 Transfer
Sale 400 7.5703
Sale 18,673 7.53
Sale 1,920 7.6003
Sale 23,070 7.5662
Sale 358 7.6003
Sale 1,518 7.5803
Sale 1,000 7.6702
Sale 400 7.6553
Sale 14,727 7.5948
Sale 800 7.5404
Sale 300 7.5803
Sale 14,826 7.5948
Sale 11,873 7.6032
Sale 215 7.5654
Sale 190,000 7.3939
Sale 8,325 7.605
Sale 4,381 7.575
Sale 644,927 7.5948
Sale 276 7.575
Sale 1,500 7.66
Sale 13,600 7.56
Sale 5,760 7.5948
Sale 18,739 7.6602
Sale 1,410 7.6008
Sale 24,094 7.6602
Sale 1,500 7.66
Sale 850 7.6254
Sale 572 7.6654
Sale 708 7.6003
Sale 3,500 7.6103
Sale 121 7.6334
Sale 500 7.6054
Sale 1,913 7.5904
Sale 4,000 7.6053
Sale 726 7.5953
Sale 4,833 7.61
Sale 2,500 7.5706
Sale 35 7.6204
Sale 1,950 7.5903
Sale 230 7.6003
Sale 212 7.6354
Sale 159 7.6306
Sale 750 7.5504
Sale 4,300 7.6103
Sale 1,556 7.6103
Sale 300 7.6053
Sale 460 7.5804
Sale 2,745 7.5706
Sale 2,800 7.6203
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 8000 7.5519
CFD Short 16316 7.5895
CFD Short 192881 7.603
CFD Short 22957 7.6063
CFD Short 2186 7.6864
CFD Long 23070 7.5661
CFD Long 11873 7.6031
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 19 October 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product name, Written or Number of Securities to Exercise Price Type, e.g. Expiry Date
e.g. call option Purchased which the option or (Note 2) American,
derivative relates European etc.
Option Purchased 17,985,574 6.3042 EURO 19/10/2007
Option Purchased 522,000 5.4720 EURO 25/10/2007
Option Purchased 448,753 6.7513 EURO 06/11/2007
Option Purchased 39,580 7.0392 EURO 06/11/2007
Option Purchased -521,581 6.2020 EURO 25/10/2007
Option Purchased -18,000,000 6.3042 EURO 19/10/2007