Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 22 October 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,796,669 7.59% 2,490,068 0.26%
securities
(2) Derivatives 3,184,388 0.34% 908,007 0.10%
(other than
options)
(3) Options and 1,019,560 0.11% 521,749 0.06%
agreements to
purchase/sell
Total 76,000,617 8.03% 3,919,824 0.41%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Number of
Purchase/Sale Securities Price per unit (GBP)
Purchase 32,954 7.6400
Purchase 263 7.5944
Purchase 100 7.6447
Purchase 1,500 7.6344
Purchase 389 7.6397
Purchase 389 7.6397
Purchase 7,165 7.6294
Purchase 360 7.6197
Purchase 4,600 7.6408
Purchase 129 7.6194
Purchase 1,000 7.6447
Purchase 694 7.605
Purchase 9,557 7.6253
Purchase 88 7.6497
Purchase 1,600 7.6397
Purchase 1,000 7.65
Purchase 2,538 7.63
Purchase 1,320 7.635
Purchase 389 7.6397
Purchase 100,000 7.6351
Purchase 32,954 7.6158
Purchase 2,000 7.6446
Purchase 21,792 7.6294
Purchase 120 7.6397
Sale 662 7.6053
Sale 159 7.6506
Sale 1,718 7.6503
Sale 328 7.6354
Sale 1,000 7.6153
Sale 3,430 7.6203
Sale 295 7.65
Sale 468 7.6204
Sale 2,015 7.6358
Sale 598 7.6253
Sale 297 7.7003
Sale 216 7.6403
Sale 50 7.5903
Sale 642 7.6353
Sale 215 7.6356
Sale 1,113 7.6651
Sale 1,500 7.6103
Sale 423 7.6453
Sale 223 7.575
Sale 170 7.6303
Sale 600 7.5903
Sale 1,025 7.6853
Sale 959 7.6253
Sale 100 7.635
Sale 1,540 7.625
Sale 16,507 7.6213
Sale 650 7.625
Sale 500 7.625
Sale 600 7.625
Sale 825 7.625
Sale 1,027 7.64
Sale 575 7.625
Sale 625 7.625
Sale 780 7.625
Sale 500 7.625
Sale 420 7.625
Sale 2,106 7.64
Sale 650 7.625
Sale 900 7.625
Sale 310 7.625
Sale 645 7.625
Sale 725 7.625
Sale 1,070 7.6303
Sale 2,015 7.6003
Sale 2,500 7.6153
Sale 938 7.625
Sale 575 7.625
Sale 32,954 7.64
Sale 102,606 7.6217
Sale 2,185 7.64
Sale 590 7.625
Sale 1,014 7.6053
Sale 1,050 7.625
Sale 567 7.6354
Sale 700 7.625
Sale 575 7.625
Sale 2,916 7.6535
Sale 750 7.625
Sale 550 7.625
Sale 500 7.625
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 21792 7.6294
CFD Short 2538 7.63
CFD Short 4600 7.6407
CFD Long 16507 7.6212
CFD Long 102606 7.6217
CFD Long 2916 7.6535
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 October 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product name, Written or Number of Securities to Exercise Price Type, e.g. Expiry Date
e.g. call option Purchased which the option or (Note 2) American,
derivative relates European etc.
Option Purchased -521,749 6.2020 EURO 25/10/2007
Option Purchased 522,000 5.4720 EURO 25/10/2007
Option Purchased 456,190 6.7513 EURO 06/11/2007
Option Purchased 41,370 7.0392 EURO 06/11/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk