Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 October 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,121,340 7.62% 2,180,724 0.23%
securities
(2) Derivatives 3,206,964 0.34% 1,156,828 0.12%
(other than
options)
(3) Options and 1,022,500 0.11% 521,749 0.06%
agreements to
purchase/sell
Total 76,350,804 8.07% 3,859,301 0.41%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Number of
Purchase/Sale Securities Price per unit (GBP)
Purchase 4,000 Transfer
Purchase 120 7.6697
Purchase 7,923 7.7050
Purchase 181,769 7.6896
Purchase 2,349 Transfer
Purchase 276 7.6359
Purchase 3,333 7.6443
Purchase 128 7.6647
Purchase 8,923 7.6747
Purchase 10,000 7.6313
Purchase 669 7.7050
Purchase 168 Transfer
Purchase 22,060 7.7050
Purchase 3,600 7.5887
Purchase 1,894 7.6594
Purchase 44,520 7.7025
Purchase 104,105 7.6400
Sale 650 7.6903
Sale 1,517 7.7303
Sale 350 7.6906
Sale 355 7.7156
Sale 2,217 7.7003
Sale 500 7.6808
Sale 1,335 7.6503
Sale 1,950 7.6453
Sale 3,907 7.7003
Sale 400 7.7006
Sale 350 7.6756
Sale 4,000 Transfer
Sale 160 7.6503
Sale 900 7.6906
Sale 2,075 7.6835
Sale 7,178 7.7050
Sale 5,982 7.6739
Sale 791 7.7035
Sale 3,377 7.7013
Sale 3,600 7.5887
Sale 3,600 7.5887
Sale 3,117 7.6903
Sale 650 7.7156
Sale 1,100 7.6806
Sale 93 7.7137
Sale 8,826 7.6661
Sale 6,545 7.6800
Sale 1,291 7.7253
Sale 1,400 7.6808
Sale 201 7.6303
Sale 2,349 Transfer
Sale 400 7.7006
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 10000 7.6313
CFD Short 2000 7.6356
CFD Short 276 7.6359
CFD Short 3333 7.6442
CFD Short 6923 7.6859
CFD Short 181769 7.6895
CFD Short 44520 7.7025
CFD Long 3600 7.5887
CFD Long 8826 7.6661
CFD Long 5982 7.6738
CFD Long 3377 7.7013
CFD Long 791 7.7035
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 24 October 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product name, Written or Number of Securities to Exercise Price Type, e.g. Expiry Date
e.g. call option Purchased which the option or (Note 2) American,
derivative relates European etc.
Option Purchased 522,000 5.4720 EURO 25/10/2007
Option Purchased 458,347 6.7513 EURO 06/11/2007
Option Purchased 42,154 7.0392 EURO 06/11/2007
Option Purchased -521,749 6.2020 EURO 25/10/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk