Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 October 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,245,685 7.64% 2,099,396 0.22%
securities
(2) Derivatives 3,238,006 0.34% 1,283,548 0.14%
(other than
options)
(3) Options and 1,020,888 0.11% 521,583 0.06%
agreements to
purchase/sell
Total 76,504,579 8.09% 3,904,527 0.41%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Number of
Purchase/Sale Securities Price per unit (GBP)
Purchase 6,000 7.6408
Purchase 9,135 7.6250
Purchase 56,058 7.7050
Purchase 93 7.7137
Purchase 56,058 Transfer
Purchase 2,916 7.6438
Purchase 11,280 7.6401
Purchase 60,717 7.6519
Purchase 647 7.6675
Purchase 2,349 Transfer
Purchase 174,609 7.7050
Purchase 44,194 7.6565
Purchase 70,018 7.7050
Sale 400 7.6203
Sale 800 7.6325
Sale 292 7.6206
Sale 1,000 7.6312
Sale 99 7.6512
Sale 161 7.6504
Sale 4,558 7.6312
Sale 152 7.6512
Sale 648 7.6303
Sale 250 7.6662
Sale 1,000 7.6556
Sale 641 7.6553
Sale 807 7.6562
Sale 2,349 Transfer
Sale 164 7.6553
Sale 70,018 Transfer
Sale 20,082 7.6241
Sale 1,280 7.6103
Sale 21,585 7.6250
Sale 1,062 7.6113
Sale 1,065 7.6236
Sale 174,609 Transfer
Sale 9,895 7.6266
Sale 754 7.6503
Sale 56,058 Transfer
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 1559 7.6156
CFD Short 11280 7.6401
CFD Short 6000 7.6407
CFD Short 2916 7.6437
CFD Short 1613 7.6512
CFD Short 60717 7.6519
CFD Short 42635 7.6579
CFD Long 1065 7.6235
CFD Long 20082 7.624
CFD Long 9895 7.6265
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 October 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product name, Written or Number of Securities to Exercise Price Type, e.g. Expiry Date
e.g. call option Purchased which the option or (Note 2) American,
derivative relates European etc.
Option Purchased 522,000 5.4720 EURO 25/10/2007
Option Purchased 457,270 6.7513 EURO 06/11/2007
Option Purchased 41,618 7.0392 EURO 06/11/2007
Option Purchased -521,583 6.2020 EURO 25/10/2007
Notes
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk