Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,275,101 7.64% 574,379 0.06%
securities
(2) Derivatives 4,642,720 0.49% 3,760,738 0.40%
(other than
options)
(3) Options and 585,699 0.06%
agreements to
purchase/sell
Total 77,503,520 8.19% 4,335,117 0.46%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 61 Transfer
Purchase 4,172 7.5000
Purchase 133 7.4987
Purchase 64,414 7.5500
Purchase 578 7.4950
Purchase 23,828 7.5004
Purchase 15,952 7.5024
Purchase 11,213 7.4963
Purchase 3,228 7.5101
Purchase 15,211 7.4785
Purchase 78 7.5500
Purchase 85,828 7.5500
Purchase 27,544 7.5500
Purchase 91,405 7.4899
Purchase 1,400 7.4849
Purchase 266 7.4155
Purchase 6,102 7.5000
Purchase 223 7.5113
Purchase 372 7.5000
Sale 112,588 7.5500
Sale 365 7.4750
Sale 1,000 7.4750
Sale 167,503 7.5500
Sale 375 7.4750
Sale 1,000 7.4750
Sale 93,047 7.4928
Sale 11,854 7.4880
Sale 700 7.5463
Sale 986 7.4962
Sale 350 7.5463
Sale 1,500 7.5463
Sale 376,739 7.5500
Sale 78 7.5500
Sale 300 7.4325
Sale 865 7.4812
Sale 418 7.4962
Sale 473 7.4787
Sale 179 7.4575
Sale 450 7.4837
Sale 722 7.4925
Sale 959 7.4837
Sale 670 7.4837
Sale 2,641 7.4962
Sale 132 7.4962
Sale 200 7.5112
Sale 600 7.4750
Sale 390 7.4875
Sale 1,600 7.5175
Sale 776 7.4875
Sale 313 7.5212
Sale 681 7.5012
Sale 500 7.4750
Sale 800 7.5463
Sale 520 7.4750
Sale 715 7.4750
Sale 85,828 7.5500
Sale 650 7.4750
Sale 500 7.4750
Sale 5,289 7.4886
Sale 1,500 7.4750
Sale 575 7.4750
Sale 10,000 7.5000
Sale 815 7.4908
Sale 250 7.5212
Sale 470 7.5063
Sale 1,000 7.5463
Sale 680 7.4750
Sale 380 7.4750
Sale 550 7.5463
Sale 21,492 7.5500
Sale 1,050 7.4858
Sale 1,250 7.4750
Sale 1,250 7.4750
Sale 250 7.5062
Sale 375 7.4750
Sale 223 7.4987
Sale 335 7.4850
Sale 1,781 7.5100
Sale 550 7.5463
Sale 6,229 7.5041
Sale 500 7.4750
Sale 650 7.4750
Sale 266 7.5753
Sale 64,414 7.5500
Sale 1,000 7.4813
Sale 1,800 7.5158
Sale 500 7.4850
Sale 565 7.4750
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 15211 7.4784
CFD Short 1400 7.4848
CFD Short 91405 7.4898
CFD Short 11213 7.4962
CFD Short 23828 7.5003
CFD Short 15952 7.5023
CFD Short 3228 7.5101
CFD Short 223 7.5113
CFD Long 11854 7.4879
CFD Long 5289 7.4885
CFD Long 93047 7.4928
CFD Long 223 7.4986
CFD Long 6229 7.504
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Option Purchased 585,699 7.625 European 06/02/2008 0.0915
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Name Option Action Number Of Securities Exercise Price Option Type Expiry Date
Option Purchased 585,699 8.5651 EURO 06/02/2008
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk