Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,151,861 7.63% 600,662 0.06%
securities
(2) Derivatives 4,832,483 0.51% 4,015,512 0.42%
(other than
options)
(3) Options and 585,699 0.06% 0 0.00%
agreements to
purchase/sell
Total 77,570,043 8.20% 4,616,174 0.49%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 15,336 7.4484
Purchase 2,679 7.4800
Purchase 152,283 7.5275
Purchase 288 Transfer
Purchase 5,112 7.4810
Purchase 7,779 7.4650
Purchase 42,700 7.5219
Purchase 354 7.4800
Purchase 63 7.5887
Purchase 92 7.5837
Purchase 250 7.5837
Purchase 500 7.5162
Purchase 31,564 7.5196
Purchase 1,971 7.6075
Sale 235 7.5053
Sale 430 7.5100
Sale 400 7.5100
Sale 16,500 7.5100
Sale 800 7.5100
Sale 2,300 7.5100
Sale 100 7.5100
Sale 1,300 7.5100
Sale 2,700 7.5100
Sale 1,600 7.5100
Sale 39,904 7.5530
Sale 4,300 7.5100
Sale 750 7.4913
Sale 860 7.5100
Sale 2,300 7.5100
Sale 4,000 7.5812
Sale 130 7.4775
Sale 1,000 7.5625
Sale 288 Transfer
Sale 263 7.6062
Sale 400 7.5825
Sale 400 7.6037
Sale 995 7.5412
Sale 30,000 7.5100
Sale 600 7.5925
Sale 300 7.5100
Sale 270 7.4662
Sale 2,074 7.5062
Sale 202 7.5275
Sale 900 7.5863
Sale 4,500 7.5100
Sale 66,393 7.5145
Sale 1,200 7.4854
Sale 549 7.6062
Sale 2,000 7.5100
Sale 4,800 7.5100
Sale 1,150 7.5100
Sale 26,122 7.4644
Sale 4,000 7.5100
Sale 49,411 7.5056
Sale 2,400 7.5100
Sale 1,300 7.5100
Sale 800 7.5100
Sale 1,000 7.5100
Sale 2,050 7.5100
Sale 1,450 7.5100
Sale 2,700 7.5100
Sale 1,600 7.5100
Sale 619 7.4800
Sale 2,100 7.5100
Sale 2,600 7.5100
Sale 2,238 7.4936
Sale 450 7.5100
Sale 1,000 7.5100
Sale 500 7.5100
Sale 871 7.5962
Sale 16,802 7.4800
Sale 1,200 7.5100
Sale 800 7.5608
Sale 700 7.5100
Sale 800 7.5100
Sale 3,400 7.5100
Sale 1,400 7.5100
Sale 650 7.5100
Sale 1,700 7.5100
Sale 200 7.5100
Sale 5,300 7.5100
Sale 32,165 7.5339
Sale 3,300 7.5100
Sale 6,300 7.5100
Sale 5,000 7.5100
Sale 1,300 7.4963
Sale 1,890 7.6036
Sale 700 7.5100
Sale 500 7.4954
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 15336 7.4483
CFD Short 7779 7.465
CFD Short 5112 7.4809
CFD Short 31564 7.5196
CFD Short 42700 7.5218
CFD Short 152283 7.5274
CFD Long 49411 7.5055
CFD Long 66393 7.5145
CFD Long 32165 7.5338
CFD Long 39904 7.5529
CFD Long 1890 7.6035
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Name Option Action Number Of Securities Exercise Price Option Type Expiry Date
Option Purchased 585,699 8.5651 EURO 06/02/2008
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk